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Advisor at HAROLD DAVIDSON & ASSOCIATES, INC
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HAROLD DAVIDSON & ASSOCIATES, INC | Independent wealth | Feb 28, 2024 | n/a | yes | LOS ANGELES, CA | Current employment |
| F/M INVESTMENTS LLC | Asset manager | May 22, 2023 | Mar 7, 2024 | no | Porter Ranch, CA|WASHINGTON, DC | Previous registration |
| GFP PRIVATE WEALTH | Former SEC adviser | Apr 29, 2021 | Oct 17, 2023 | no | Porter Ranch, CA|CLEVELAND, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 18, 2013 | Aug 4, 2014 | no | BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F/M INVESTMENTS LLC | HAROLD DAVIDSON & ASSOCIATES, INC | Mar 7, 2024 | Feb 28, 2024 | -8 | Firm change | Other |
| GFP PRIVATE WEALTH | F/M INVESTMENTS LLC | Oct 17, 2023 | May 22, 2023 | -148 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | GFP PRIVATE WEALTH | Aug 4, 2014 | Apr 29, 2021 | 2,460 | Firm change after gap | Wirehouse to RIA |