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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

DIEGO P MOSCOSO

Advisor at MORGAN STANLEY

Aventura, FL

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Search this name across graphsid dfx:ria:32a44d52-443e-9d21-c87f-98aa9b31ec85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 27, 2001
First registration: Jun 10, 2002
Dual registered: yes, broker-dealer
Other names: DIEGO PATRICIO MOSCOSO
IAPD individual key: 3186916

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Oct 12, 2015	n/a	yes	Aventura, FL	Current employment
INSIGNEO WEALTH ADVISORS, LLC	Former SEC adviser	Apr 10, 2014	Oct 7, 2015	no	MIAMI, FL	Previous registration
MORGAN STANLEY	Wirehouse	Aug 19, 2011	Apr 2, 2014	no	Coral Gables, FL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Jul 14, 2010	Aug 12, 2011	no	CORAL GABLES, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 10, 2002	Jul 6, 2010	no	MIAMI, FL\|CORAL GABLES, FL\|CORAL GABLES, FL\|MIAMI, FL\|PALM BEACH, FL\|MIAMI, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INSIGNEO WEALTH ADVISORS, LLC	MORGAN STANLEY	Oct 7, 2015	Oct 12, 2015	5	Firm change	Other
MORGAN STANLEY	INSIGNEO WEALTH ADVISORS, LLC	Apr 2, 2014	Apr 10, 2014	8	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	MORGAN STANLEY	Aug 12, 2011	Aug 19, 2011	7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN KEEGAN & COMPANY, LLC	Jul 6, 2010	Jul 14, 2010	8	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 19, 2011 to Apr 2, 2014factForm ADV
→ INSIGNEO WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 10, 2014 to Oct 7, 2015factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Jul 14, 2010 to Aug 12, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 10, 2002 to Jul 6, 2010factForm ADV

Dated events

No dated event names this entity yet.