RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Oct 12, 2015 · Aventura, Fl
- I••••••• W••••• A•••••••• L•• formerApr 10, 2014 to Oct 7, 2015 · Miami, Fl
- M••••• S•••••• wirehouseAug 19, 2011 to Apr 2, 2014 · Coral Gables, Fl
- M••••• K••••• • C••••••• L•• formerJul 14, 2010 to Aug 12, 2011 · Coral Gables, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 10, 2002 to Jul 6, 2010 · Miami, Fl
- I••••••• W••••• A•••••••• L•• to M••••• S••••••left Oct 7, 2015, registered Oct 12, 2015 (5 days) · Other
- M••••• S•••••• to I••••••• W••••• A•••••••• L••left Apr 2, 2014, registered Apr 10, 2014 (8 days) · Other
- M••••• K••••• • C••••••• L•• to M••••• S••••••left Aug 12, 2011, registered Aug 19, 2011 (7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• K••••• • C••••••• L••left Jul 6, 2010, registered Jul 14, 2010 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address