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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GLOBAL BROKERAGE SERVICES, INC.

CRD 37505

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32c7ffd8-c901-1191-cc80-87aa287b811f

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2024 to Aug 18, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $163MItem 5.F on the latest filing (2026-08-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $163MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $27.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 587
Individual clients: 272
High net worth clients: 98
SEC number: 801-131268
CRD: 37505
Filings on the tape: 7
First filed: Sep 9, 2024
Latest filed: Aug 18, 2026
Organised: Corporation, MD
Website: globalbrokers.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS WESLEY JOHNSON	n/a	HUNT VALLEY, MD	26	37	n/a	yes
JERRY DRAKE MURPHY	Certified Financial Planner	MITCHELLVILLE, MD \| HUNT VALLEY, MD	25	30	n/a	yes
WILLIAM BURTON SWEIGART	n/a	HUNT VALLEY, MD	25	37	n/a	yes
ANDREW MICHAEL ADLER	n/a	BARRINGTON, IL \| HUNT VALLEY, MD	19	26	n/a	yes
DAVID KENNETH HEIGES	n/a	GETTYSBURG, PA	13	32	n/a	yes
Jessica Marie Davis	n/a	Taneytown, MD \| HUNT VALLEY, MD	0	10	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JOHNSON, THOMAS WESLEY	PRESIDENT, CEO, CFO, COO, CLO, CCO	D	yes	10/1994	Sep 9, 2024	Dec 16, 2024
SWEIGART, WILLIAM BURTON	VICE PRESIDENT	D	yes	10/1994	Sep 9, 2024	Dec 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GLOBAL BROKERAGE SERVICES, INC.	n/a	Independent wealth	$163M	N	yes	n/a
JOHNSON & SWEIGART	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Gettysburg	Pa	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 13, 2025	$118M	$0	5	5	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$163M	n/a	n/a	n/a	n/a	6	n/a	4	n/a

Relationships

Affiliated with (1)

→ GLOBAL BROKERAGE SERVICES, INC.Registered adviserbroker-dealer, common control
factForm ADV

Registered with (11)

← Jessica Marie DavisAdvisorregistration: current employment
Nov 25, 2025 to presentfactForm ADV
← DAVID KENNETH HEIGESAdvisorregistration: current employment
Aug 9, 2013 to presentfactForm ADV
← ANDREW MICHAEL ADLERAdvisorregistration: current employment
Mar 7, 2007 to presentfactForm ADV
← WILLIAM BURTON SWEIGARTAdvisorregistration: current employment
May 16, 2001 to presentfactForm ADV
← JERRY DRAKE MURPHYAdvisorregistration: current employment
Nov 7, 2000 to presentfactForm ADV
← THOMAS WESLEY JOHNSONAdvisorregistration: current employment
Aug 8, 2000 to presentfactForm ADV
← WESLEY EDWARD WATKISAdvisorregistration: previous registration
Feb 5, 2003 to Mar 27, 2017factForm ADV
← KATHRYN POCOCK GUSTAFSONAdvisorregistration: previous registration
Oct 5, 2006 to Apr 20, 2012factForm ADV
← LORI POCOCK ALLISONAdvisorregistration: previous registration
Mar 17, 2008 to Apr 20, 2012factForm ADV
← MICHAEL REED STEVENSAdvisorregistration: previous registration
Aug 12, 2004 to Apr 20, 2012factForm ADV
← DANIEL WILLIAM LEATHERMANAdvisorregistration: previous registration
Feb 21, 2007 to Oct 10, 2011factForm ADV

Controls (2)

← JOHNSON, THOMAS WESLEYOwnerPRESIDENT, CEO, CFO, COO, CLO, CCO, ownership code D, individual
Sep 9, 2024 to Dec 16, 2024factForm ADV
← SWEIGART, WILLIAM BURTONOwnerVICE PRESIDENT, ownership code D, individual
Sep 9, 2024 to Dec 16, 2024factForm ADV

Dated events

Occurred
Sep 9, 2024
First Form ADV filing
Global Brokerage Services, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32c7ffd8-c901-1191-cc80-87aa287b811f
First observed: Sep 9, 2024
Last observed: Aug 18, 2026 33 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBAL BROKERAGE SERVICES, INC.

CRD 37505

HUNT VALLEY, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32c7ffd8-c901-1191-cc80-87aa287b811f

Data as of Aug 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS WESLEY JOHNSON

n/a

HUNT VALLEY, MD

n/a

yes

JERRY DRAKE MURPHY

Certified Financial Planner

MITCHELLVILLE, MD | HUNT VALLEY, MD

n/a

yes

WILLIAM BURTON SWEIGART

n/a

HUNT VALLEY, MD

n/a

yes

ANDREW MICHAEL ADLER

n/a

BARRINGTON, IL | HUNT VALLEY, MD

n/a

yes

DAVID KENNETH HEIGES

n/a

GETTYSBURG, PA

n/a

yes

Jessica Marie Davis

n/a

Taneytown, MD | HUNT VALLEY, MD

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JOHNSON, THOMAS WESLEY

PRESIDENT, CEO, CFO, COO, CLO, CCO

yes

10/1994

Sep 9, 2024

Dec 16, 2024

SWEIGART, WILLIAM BURTON

VICE PRESIDENT

yes

10/1994

Sep 9, 2024

Dec 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GLOBAL BROKERAGE SERVICES, INC.

n/a

Independent wealth

$163M

yes

n/a

JOHNSON & SWEIGART

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Gettysburg

United States

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 13, 2025

$118M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$163M

n/a