DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••• B•••••••• S•••••••• I•••
Latest filing Aug 18, 2026
First filing on the tape Sep 9, 2024 · 7 filings
SEC status approved since Oct 10, 2024
RAUM
$163M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$163M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$27.1M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$163M as of Aug 18, 2026
Feb 13, 2025$118M then
HNW client RAUM$68.0M as of Aug 18, 2026
Feb 13, 2025$46.0M then
State-registered IARs (5.B.3)6 as of Aug 18, 2026
Feb 13, 20255 then
Employees (5.A)6 as of Aug 18, 2026
Feb 13, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $27.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $693,878derivedHNW RAUM over HNW clients
- Average account
- $277,342derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$94.8M58%
- High-net-worth individuals$68.0M42%
- Individual clients
- 272reported
- HNW clients
- 98reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 587reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $163M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• W••••• J•••••• | Hunt Valley, Md | Aug 8, 2000 | 37 y | 0 |
| J•••• D•••• M•••••Certified Financial Planner | Mitchellville, Md | Nov 7, 2000 | 30 y | 0 |
| W•••••• B••••• S••••••• | Hunt Valley, Md | May 16, 2001 | 37 y | 0 |
| A••••• M•••••• A•••• | Barrington, Il | Mar 7, 2007 | 26 y | 0 |
| D•••• K•••••• H••••• | Gettysburg, Pa | Aug 9, 2013 | 32 y | 0 |
| J•••••• M•••• D•••• | Taneytown, Md | Nov 25, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- W••••• E••••• W••••• to T•• W• • W• G•••• L••Mar 27, 2017 · RIA to a state-registered adviser
- M•••••• R••• S•••••• to T•• S•••••••• F•••••••• A•••••••Apr 20, 2012 · Other
- L••• P••••• A•••••• to T•• S•••••••• F•••••••• A•••••••Apr 20, 2012 · Other
- K•••••• P••••• G•••••••• to T•• S•••••••• F•••••••• A•••••••Apr 20, 2012 · Other
- D••••• W•••••• L••••••••• to A•••••• A••••••• S•••••••Oct 10, 2011 · Other
Joined, latest
- D••••• W•••••• L••••••••• from F•• I••••••••• M••••••••• I•••Feb 21, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••••• T••••• W••••• · President, Ceo, Cfo, Coo, Clo, Ccocontrolsince 10/1994 · owns 50% to 75%
- S•••••••• W•••••• B••••• · Vice Presidentcontrolsince 10/1994 · owns 50% to 75%
Related persons
Schedule D 7.A
- G••••• B•••••••• S•••••••• I•••broker-dealerreal estatenRAUM $163M
- J•••••• • S•••••••insurancen
Advisers that list G••••• B•••••••• S•••••••• I••• as a related person
- 37505 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hunt Valley, Md · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Gettysburg, PA1 employees
- , 1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 18, 2026discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 562 to 587Jul 30, 2026 to Aug 18, 2026
- Advisory employees · 5 to 6Jul 30, 2026 to Aug 18, 2026
- BD registered reps · 5 to 6Jul 30, 2026 to Aug 18, 2026
- HNW clients · 105 to 98Jul 30, 2026 to Aug 18, 2026
- Individual clients · 281 to 272Jul 30, 2026 to Aug 18, 2026
- Employees · 5 to 6Jul 30, 2026 to Aug 18, 2026
- State-registered IARs · 5 to 6Jul 30, 2026 to Aug 18, 2026
- Other offices · 3 to 4Jul 30, 2026 to Aug 18, 2026
- HNW RAUM · $53.0M to $68.0MJul 30, 2026 to Aug 18, 2026
- Individual RAUM · $84.3M to $94.8MJul 30, 2026 to Aug 18, 2026
- Non-discretionary RAUM · $137M to $163MJul 30, 2026 to Aug 18, 2026
- RAUM · $137M to $163MJul 30, 2026 to Aug 18, 2026
- Wrap assets (manager) · $137M to $163MJul 30, 2026 to Aug 18, 2026
- Accounts · 535 to 562Feb 13, 2025 to Aug 18, 2025
- HNW clients · 81 to 105Feb 13, 2025 to Aug 18, 2025
- Individual clients · 299 to 281Feb 13, 2025 to Aug 18, 2025
- HNW RAUM · $46.0M to $53.0MFeb 13, 2025 to Aug 18, 2025
- Individual RAUM · $71.8M to $84.3MFeb 13, 2025 to Aug 18, 2025
- Non-discretionary RAUM · $118M to $137MFeb 13, 2025 to Aug 18, 2025
- RAUM · $118M to $137MFeb 13, 2025 to Aug 18, 2025
- Related adviser · false to trueFeb 13, 2025 to Aug 18, 2025
- Wrap assets (manager) · $118M to $137MFeb 13, 2025 to Aug 18, 2025
- Financial planning clients · unset to Dec 16, 2024 to Feb 13, 2025
Signals
1 dated events
- G••••• B•••••••• S•••••••• I••• filed its initial SEC registration (Form ADV)Sep 9, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.g•••••••••.netreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 410-785-4990reportedpublic record, Form ADV, Aug 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026