This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THE STRATEGIC FINANCIAL ALLIANCE

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 12, 1999earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

14derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S66

First exam

Oct 12, 1999

First registration

Mar 17, 2008

Dual registered

yes, broker-dealer

Other names

LORI POCOCK

IAPD individual key

4006962

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b55cee4d-c898-a51d-2feb-cab4f95e4e4d

First observed

Mar 17, 2008

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.