DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealth Advisors Of Tampa Bay
Legal name Wealth Advisors Of Tampa Bay LLC
Latest filing Mar 6, 2026
First filing on the tape Mar 12, 2012 · 38 filings
SEC status approved since Apr 9, 2012
RAUM
$457M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$444M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$114M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$457M as of Mar 6, 2026
Mar 26, 2013$150M then
HNW client RAUM$413M as of Mar 6, 2026
Mar 19, 2018$187M then
State-registered IARs (5.B.3)4 as of Mar 6, 2026
Mar 26, 20135 then
Employees (5.A)8 as of Mar 6, 2026
Mar 26, 20137 then
Private funds: no history
RAUM +14% over the last fiscal year+15% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $114MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $457MreportedItem 5.I
- Custody
- $298M, 178 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$413M90%
- Individuals$31.4M6.9%
- Pension and profit-sharing plans$7.5M1.7%
- Corporations and businesses$2.9M0.6%
- Charitable organizations$2.2M0.5%
- Individual clients
- 126reported
- HNW clients
- 99reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 401reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $298M for 178 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Fenn Giles | Tampa, Fl | May 17, 2012 | 30 y | 1 |
| Robert Fenn GilesCertified Financial Planner | Tampa, Fl | Sep 2, 2014 | 21 y | 1 |
| Ryan Douglas Chard | Tampa, Fl | Feb 28, 2020 | 16 y | 1 |
| Kimberly Ann Oliver | Tampa, Fl | Jan 1, 2025 | 25 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Gelsomina Medaglia Lipscomb to Ameriprise Financial Services, LLCSep 23, 2019 · RIA to affiliated broker-dealer or bank
- Lori Suzanne Nadglowski to Independent Financial PartnersFeb 1, 2016 · Other
Joined, latest
- Kimberly Ann Oliver from Ameriprise Financial Services, LLCJan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- Ryan Douglas Chard from T. Rowe Price Advisory Services, Inc.Feb 28, 2020 · RIA to RIA
- Robert Fenn Giles from Citigroup Global Markets Inc.Sep 2, 2014 · Other
- Robert Fenn Giles from Florida Investment AdvisorsMay 17, 2012 · Other
- Gelsomina Medaglia Lipscomb from Florida Investment AdvisorsMay 14, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Fenn Robert Giles · Managing Partner & Chief Compliance Officercontrolsince 02/2024 · owns 50% to 75%
- Fenn Robert Giles · Managing Partnercontrolsince 02/2024 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 381 to 401Feb 25, 2025 to Mar 6, 2026
- Advisory employees · 4 to 3Feb 25, 2025 to Mar 6, 2026
- BD registered reps · 5 to 6Feb 25, 2025 to Mar 6, 2026
- HNW clients · 86 to 99Feb 25, 2025 to Mar 6, 2026
- Individual clients · 155 to 126Feb 25, 2025 to Mar 6, 2026
- Assets in custody · $241M to $298MFeb 25, 2025 to Mar 6, 2026
- Employees · 7 to 8Feb 25, 2025 to Mar 6, 2026
- Discretionary RAUM · $401M to $457MFeb 25, 2025 to Mar 6, 2026
- HNW RAUM · $350M to $413MFeb 25, 2025 to Mar 6, 2026
- Individual RAUM · $38.5M to $31.4MFeb 25, 2025 to Mar 6, 2026
- Pension RAUM · $8.3M to $7.5MFeb 25, 2025 to Mar 6, 2026
- RAUM · $401M to $457MFeb 25, 2025 to Mar 6, 2026
- Wrap assets (sponsor) · $165,228 to $0Feb 25, 2025 to Mar 6, 2026
- Accounts · 367 to 381Mar 7, 2024 to Feb 25, 2025
- HNW clients · 82 to 86Mar 7, 2024 to Feb 25, 2025
- Individual clients · 129 to 155Mar 7, 2024 to Feb 25, 2025
- Assets in custody · $209M to $241MMar 7, 2024 to Feb 25, 2025
- Financial planning clients · 0 to 1-10Mar 7, 2024 to Feb 25, 2025
- Discretionary RAUM · $346M to $401MMar 7, 2024 to Feb 25, 2025
- HNW RAUM · $304M to $350MMar 7, 2024 to Feb 25, 2025
- Individual RAUM · $30.1M to $38.5MMar 7, 2024 to Feb 25, 2025
- Pension RAUM · $8.3M to $8.3MMar 7, 2024 to Feb 25, 2025
- RAUM · $346M to $401MMar 7, 2024 to Feb 25, 2025
- Wrap assets (sponsor) · $1.8M to $165,228Mar 7, 2024 to Feb 25, 2025
- Accounts · 336 to 367Mar 21, 2023 to Mar 7, 2024
- Advisory employees · 3 to 4Mar 21, 2023 to Mar 7, 2024
- Corporate clients · 5.0 to unsetMar 21, 2023 to Mar 7, 2024
- HNW clients · 93 to 82Mar 21, 2023 to Mar 7, 2024
- Individual clients · 106 to 129Mar 21, 2023 to Mar 7, 2024
- Assets in custody · $182M to $209MMar 21, 2023 to Mar 7, 2024
- Discretionary RAUM · $299M to $346MMar 21, 2023 to Mar 7, 2024
- HNW RAUM · $266M to $304MMar 21, 2023 to Mar 7, 2024
- Individual RAUM · $21.7M to $30.1MMar 21, 2023 to Mar 7, 2024
- Pension RAUM · $1.5M to $8.3MMar 21, 2023 to Mar 7, 2024
- RAUM · $299M to $346MMar 21, 2023 to Mar 7, 2024
- Wrap assets (sponsor) · $735,055 to $1.8MMar 21, 2023 to Mar 7, 2024
- Accounts · 328 to 336Oct 17, 2022 to Mar 21, 2023
- Advisory employees · 2 to 3Oct 17, 2022 to Mar 21, 2023
- BD registered reps · 4 to 5Oct 17, 2022 to Mar 21, 2023
- Corporate clients · unset to 5.0Oct 17, 2022 to Mar 21, 2023
Signals
1 dated events
- Alan Roger Martin (Managing Member) no longer on Schedule A of Wealth Advisors Of Tampa Bay (listed 2019-06-05, absent 2019-10-22)Oct 22, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- eborchert@wealthadvtb.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 813-489-6800reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 813-642-7730reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 813-642-7732reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/WEALTH-ADVISORS-OF-TAMPA-BAYreportedpublic record, Form ADV, Sep 18, 2026
- Website
- WEALTHADVTB.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 813-642-7730reportedpublic record, Form ADV, Mar 6, 2026
- Team page
- wealthadvtb.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $114Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026