DFX Intelligence

K••••••• A•• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

K••••••• A•• O•••••

Advisor at W••••• A••••••• O• T•••• B••

T••••, FL

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Search this name across graphsid dfx:ria:9a70de89-17ef-7e55-eb40-e29e9a354311

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• A••••••• O• T•••• B••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• A••••••• O• T•••• B••	Independent wealth	Jan 1, 2025	n/a	yes	T••••, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 8, 2016	Sep 11, 2019	no	ORLANDO, FL\|T••••, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W••••• A••••••• O• T•••• B••	Sep 11, 2019	Jan 1, 2025	1,939	Firm change after gap	Ibd to RIA
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Sep 28, 2016	Sep 8, 2016

Relationships

Registered with (7)

→ W••••• A••••••• O• T•••• B••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 8, 2016 to Sep 11, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 2, 2016 to Sep 28, 2016factForm ADV
→ T•• S•••••••• F•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9a70de89-17ef-7e55-eb40-e29e9a354311
First observed: Jan 4, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.