DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alixandria Ann Tucci
Certified Financial Planner
Feed of 09/14/2026
Also filed as Alix Tucci
At current firm
1 y
since Feb 19, 2025
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Pcm Encore, LLC independent RIA currentsince Feb 19, 2025 · Charlotte, Nc
- Q3 Advisors, LLC no RAUMNov 13, 2024 to Jan 23, 2025 · Charlotte, Nc
- Facet independent RIAFeb 24, 2020 to Nov 12, 2024 · Charlotte, Nc
- Vanguard Advisers, Inc. BD affiliatedDec 13, 2016 to Feb 24, 2020 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Q3 Advisors, LLC to Pcm Encore, LLCleft Jan 23, 2025, registered Feb 19, 2025 (27 days) · Other
- Facet to Q3 Advisors, LLCleft Nov 12, 2024, registered Nov 13, 2024 (1 days) · Other
- Vanguard Advisers, Inc. to Facetleft Feb 24, 2020, registered Feb 24, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Alixandria Ann Tucci left Q3 Advisors, Llc for Pcm Encore, Llc (registered 2025-02-19)Jan 23, 2025 · Advisor changed firm · fact
- Alixandria Ann Tucci left Facet for Q3 Advisors, Llc (registered 2024-11-13)Nov 12, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address