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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

TIFFANY MONDORI LEDESMA

Advisor at RBC CAPITAL MARKETS, LLC

PASADENA, CA | BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:33e458b3-6e77-6949-2901-7e3a478ea370

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Nov 9, 2005
First registration: Nov 15, 2005
Dual registered: yes, broker-dealer
Other names: TIFFANY MONDORI LEDESMA|TIFFANY MONDORI REIFF
IAPD individual key: 2492522

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 30, 2025	n/a	yes	PASADENA, CA\|BEVERLY HILLS, CA	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 3, 2023	Jun 13, 2025	no	LOS ANGELES, CA\|NEW YORK, NY\|PASADENA, CA	Previous registration
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	Mar 2, 2023	no	Claremont, CA	Previous registration
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	WEST COVINA, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Sep 19, 2011	Nov 4, 2013	no	WEST COVINA, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 22, 2011	no	Pasadena, CA\|Beverly Hills, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 15, 2005	Jun 1, 2009	no	GLENDALE, CA\|GLENDALE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	RBC CAPITAL MARKETS, LLC	Jun 13, 2025	Jun 30, 2025	17	Firm change	Ibd to ibd
D.A. DAVIDSON & CO.	OPPENHEIMER & CO. INC.	Mar 2, 2023	Mar 3, 2023	1	Firm change	RIA to ibd
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other
MORGAN STANLEY	CROWELL, WEEDON & CO.	Sep 22, 2011	Sep 19, 2011	-3	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (7)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Jun 30, 2025 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Mar 3, 2023 to Jun 13, 2025factForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Nov 25, 2013 to Mar 2, 2023factForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Sep 19, 2011 to Nov 4, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 22, 2011factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 15, 2005 to Jun 1, 2009factForm ADV

Dated events

Occurred
Jun 13, 2025
Advisor changed firm
Tiffany Mondori Ledesma left Oppenheimer & Co. Inc. for Rbc Capital Markets, Llc (registered 2025-06-30)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2023
Advisor changed firm
Tiffany Mondori Ledesma left D.A. Davidson & Co. for Oppenheimer & Co. Inc. (registered 2023-03-03)
Form ADVobserved 6 days ago