DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tiffany Mondori Ledesma

RBC Capital Markets, LLCnational BDPasadena, Ca dual registrantIAPD 2492522

Feed of 09/14/2026

Also filed as Tiffany Mondori Ledesma

At current firm

1 y

since Jun 30, 2025

In the industry

20 y

since Nov 9, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

RBC Capital Markets, LLC national BD current
since Jun 30, 2025 · Pasadena, Ca
Oppenheimer & Co. Inc. BD affiliated
Mar 3, 2023 to Jun 13, 2025 · Los Angeles, Ca
D.A. Davidson & Co. independent RIA
Nov 25, 2013 to Mar 2, 2023 · Claremont, Ca
Crowell Weedon & Co. former
Nov 4, 2013 to Nov 25, 2013 · West Covina, Ca
Crowell, Weedon & Co. former
Sep 19, 2011 to Nov 4, 2013 · West Covina, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to Sep 22, 2011 · Pasadena, Ca
Citigroup Global Markets Inc. BD affiliated
Nov 15, 2005 to Jun 1, 2009 · Glendale, Ca

Moves

a registration end followed by a registration begin elsewhere

Oppenheimer & Co. Inc. to RBC Capital Markets, LLC
left Jun 13, 2025, registered Jun 30, 2025 (17 days) · Affiliated broker-dealer or bank to another
D.A. Davidson & Co. to Oppenheimer & Co. Inc.
left Mar 2, 2023, registered Mar 3, 2023 (1 days) · RIA to affiliated broker-dealer or bank
Crowell Weedon & Co. to D.A. Davidson & Co.
left Nov 25, 2013, registered Nov 25, 2013 (0 days) · corporate re-registration, not a move
Crowell, Weedon & Co. to Crowell Weedon & Co.
left Nov 4, 2013, registered Nov 4, 2013 (0 days) · corporate re-registration, not a move
Morgan Stanley to Crowell, Weedon & Co.
left Sep 22, 2011, registered Sep 19, 2011 (-3 days) · Other
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

Tiffany Mondori Ledesma left Oppenheimer & Co. Inc. for Rbc Capital Markets, Llc (registered 2025-06-30)
Jun 13, 2025 · Advisor changed firm · fact
Tiffany Mondori Ledesma left D.A. Davidson & Co. for Oppenheimer & Co. Inc. (registered 2023-03-03)
Mar 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address