DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H••• I••••• F•••••••• L••

Independent wealth managerGrand Rapids, MichiganCRD 313469SEC 801-121837websiteIAPD
Latest filing Aug 5, 2026
First filing on the tape Jun 23, 2021 · 22 filings
SEC status approved since Jul 26, 2021
RAUM
$624M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
91%
$568M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$78.0M
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$624M as of Aug 5, 2026
Mar 22, 2022$388M then
HNW client RAUM$557M as of Aug 5, 2026
Mar 22, 2022$317M then
State-registered IARs (5.B.3)8 as of Aug 5, 2026
Mar 22, 20224 then
Employees (5.A)11 as of Aug 5, 2026
Mar 22, 20227 then
Private funds: no history
RAUM +16% over the last fiscal year+23% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$78.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
26derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$759,864derivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
8.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.1%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$624M, 221 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$557M89%
  • Pension and profit-sharing plans$37.1M5.9%
  • Charitable organizations$17.9M2.9%
  • Individuals$11.1M1.8%
  • Corporations and businesses$540,2890.1%
Individual clients
41reported
HNW clients
167reported
Pension plan clients
9reported
Charitable clients
n/areported
Accounts
821reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$624M for 221 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R•••••• L••••• P••••Grand Rapids, MiSep 3, 202120 y2
K•••• M•••••• T••••Grand Rapids, MiSep 3, 202124 y1
J••••• M••••••Grand Rapids, MiFeb 2, 202217 y0
A•••• L•••• N•••••Certified Financial PlannerGrand Rapids, MiAug 29, 202229 y1
A••••• B•••••••Grand Rapids, MiDec 19, 202218 y0
J•••• A••••• V•••••••••Grand Rapids, MiSep 3, 202410 y0
B•••• A•••••••• A•••••Certified Financial PlannerGrand Rapids, MiSep 3, 202410 y3
D••••• J•• B•••••••Grand Rapids, MiMar 30, 202622 y2
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • M••••••• J••••• · Member / Principal And Chief Compliance Officercontrol
    since 09/2021 · owns 10% to 25%
  • T••••• K••••• M•••••• · Managing Member / Managing Principalcontrol
    since 09/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Grand Rapids, Mi · principal811
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 572 to 821
    Oct 2, 2025 to Mar 17, 2026
  • HNW clients · 147 to 167
    Oct 2, 2025 to Mar 17, 2026
  • Individual clients · 51 to 41
    Oct 2, 2025 to Mar 17, 2026
  • Pension plan clients · 10 to 9
    Oct 2, 2025 to Mar 17, 2026
  • Assets in custody · $506M to $624M
    Oct 2, 2025 to Mar 17, 2026
  • Employees · 10 to 11
    Oct 2, 2025 to Mar 17, 2026
  • Discretionary RAUM · $506M to $588M
    Oct 2, 2025 to Mar 17, 2026
  • HNW RAUM · $460M to $557M
    Oct 2, 2025 to Mar 17, 2026
  • Individual RAUM · $27.5M to $11.1M
    Oct 2, 2025 to Mar 17, 2026
  • Non-discretionary RAUM · $31.3M to $36.3M
    Oct 2, 2025 to Mar 17, 2026
  • Pension RAUM · $47.5M to $37.1M
    Oct 2, 2025 to Mar 17, 2026
  • RAUM · $537M to $624M
    Oct 2, 2025 to Mar 17, 2026
  • Financial planning clients · 0 to 0
    Mar 21, 2025 to Oct 2, 2025
  • Accounts · 550 to 572
    Feb 14, 2025 to Mar 21, 2025
  • Advisory employees · 5 to 8
    Feb 14, 2025 to Mar 21, 2025
  • HNW clients · 141 to 147
    Feb 14, 2025 to Mar 21, 2025
  • Individual clients · 55 to 51
    Feb 14, 2025 to Mar 21, 2025
  • Pension plan clients · 9 to 10
    Feb 14, 2025 to Mar 21, 2025
  • Assets in custody · $423M to $506M
    Feb 14, 2025 to Mar 21, 2025
  • Employees · 8 to 10
    Feb 14, 2025 to Mar 21, 2025
  • State-registered IARs · 5 to 8
    Feb 14, 2025 to Mar 21, 2025
  • Discretionary RAUM · $423M to $506M
    Feb 14, 2025 to Mar 21, 2025
  • HNW RAUM · $384M to $460M
    Feb 14, 2025 to Mar 21, 2025
  • Individual RAUM · $20.7M to $27.5M
    Feb 14, 2025 to Mar 21, 2025
  • Non-discretionary RAUM · $23.2M to $31.3M
    Feb 14, 2025 to Mar 21, 2025
  • Pension RAUM · $25.6M to $47.5M
    Feb 14, 2025 to Mar 21, 2025
  • RAUM · $447M to $537M
    Feb 14, 2025 to Mar 21, 2025
  • Accounts · 497 to 550
    Sep 15, 2023 to Mar 26, 2024
  • HNW clients · 107 to 141
    Sep 15, 2023 to Mar 26, 2024
  • Individual clients · 115 to 55
    Sep 15, 2023 to Mar 26, 2024
  • Pension plan clients · 10 to 9
    Sep 15, 2023 to Mar 26, 2024
  • Assets in custody · unset to 423401383.0
    Sep 15, 2023 to Mar 26, 2024
  • Custody of client assets · false to true
    Sep 15, 2023 to Mar 26, 2024
  • Employees · 7 to 8
    Sep 15, 2023 to Mar 26, 2024
  • Discretionary RAUM · $311M to $423M
    Sep 15, 2023 to Mar 26, 2024
  • HNW RAUM · $275M to $384M
    Sep 15, 2023 to Mar 26, 2024
  • Individual RAUM · $24.7M to $20.7M
    Sep 15, 2023 to Mar 26, 2024
  • Non-discretionary RAUM · $20.3M to $23.2M
    Sep 15, 2023 to Mar 26, 2024
  • Pension RAUM · $22.0M to $25.6M
    Sep 15, 2023 to Mar 26, 2024
  • RAUM · $332M to $447M
    Sep 15, 2023 to Mar 26, 2024
Signals
8 dated events
  • A••••• N••••••• K•••• left H••• I••••• F•••••••• L•• for F••••• W••••• M••••••••• L••• (registered 2026-01-20)
    Nov 3, 2025 · Advisor changed firm · fact
  • H••• I••••• F•••••••• L•• reported RAUM $446.6M, up 35% from $331.6M (2023-09-15 to 2024-03-26)
    Mar 26, 2024 · RAUM change · derived
  • S•••• G•••••• left H••• I••••• F•••••••• L•• for E•••• S••••••••• L•• (registered 2024-02-12)
    Oct 3, 2023 · Advisor changed firm · fact
  • R••• S•••• W••••••• left H••• I••••• F•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2025-12-10)
    Nov 17, 2022 · Advisor changed firm · fact
  • Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of H••• I••••• F•••••••• L•• (listed 2021-06-23, absent 2021-08-20)
    Aug 20, 2021 · Control person left · inference
  • Matthew Kevin Toler (Managing Member / Managing Principal) appeared on Schedule A of H••• I••••• F•••••••• L••
    Aug 20, 2021 · Control person joined · fact
  • J••••• M•••••• (Member / Principal And Chief Compliance Officer) appeared on Schedule A of H••• I••••• F•••••••• L••
    Aug 20, 2021 · Control person joined · fact
  • A•• A••••••• L•• filed its initial SEC registration (Form ADV)
    Jun 23, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
616-977-2639reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/hill-island-financialreportedpublic record, Form ADV, Sep 18, 2026
Website
HillIslandFinancial.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(616) 977-2639reportedpublic record, Form ADV, Aug 5, 2026
Contact form
HillIslandFinancial.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page
hillislandfinancial.com/team-membersreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$78.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026