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Advisor at DRS WEALTH MANAGEMENT
EASTON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DRS WEALTH MANAGEMENT | State registered | Dec 20, 2019 | n/a | yes | EASTON, MD | Current employment |
| PAULSON INVESTMENT COMPANY, LLC | Former SEC adviser | Mar 24, 2016 | Oct 17, 2019 | no | Easton, MD|NEW YORK, NY|Easton, MD|Vienna, VA | Previous registration |
| NEWPORT COAST ASSET MANAGEMENT | Former SEC adviser | Feb 28, 2013 | Dec 8, 2015 | no | EASTON, MD|CENTREVILLE, MD|LEEBURG, VA|IRVINE, CA|NEW YORK, NY | Previous registration |
| ARISTON WEALTH MANAGEMENT, L.P. | Former SEC adviser | Apr 24, 2012 | Feb 19, 2013 | no | NEW YORK, NY | Previous registration |
| ARISTON WEALTH MANAGEMENT, L.P. | Former SEC adviser | Oct 7, 2011 | Apr 18, 2012 | no | CENTREVILLE, MD | Previous registration |
| ANDERSON & STRUDWICK, INCORPORATED | Former SEC adviser | Jul 1, 2010 | Oct 7, 2011 | no | LEESBURG, VA|CENTREVILLE, MD | Previous registration |
| JESUP & LAMONT SECURITIES CORP | n/a | Jun 3, 2009 | Jul 7, 2010 | no | LEESBURG, VA|ST. MICHAELS, MD | Previous registration |
| CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. | n/a | Dec 3, 2001 | Dec 31, 2002 | no | LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PAULSON INVESTMENT COMPANY, LLC | DRS WEALTH MANAGEMENT | Oct 17, 2019 | Dec 20, 2019 | 64 | Firm change | Other |
| NEWPORT COAST ASSET MANAGEMENT | PAULSON INVESTMENT COMPANY, LLC | Dec 8, 2015 | Mar 24, 2016 | 107 | Firm change | Other |
| ARISTON WEALTH MANAGEMENT, L.P. | NEWPORT COAST ASSET MANAGEMENT | Feb 19, 2013 | Feb 28, 2013 | 9 | Firm change | Other |
| ANDERSON & STRUDWICK, INCORPORATED | ARISTON WEALTH MANAGEMENT, L.P. | Oct 7, 2011 | Oct 7, 2011 | 0 | Firm change | Other |
| JESUP & LAMONT SECURITIES CORP | ANDERSON & STRUDWICK, INCORPORATED | Jul 7, 2010 | Jul 1, 2010 | -6 | Firm change | Other |
| CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. | JESUP & LAMONT SECURITIES CORP | Dec 31, 2002 | Jun 3, 2009 | 2,346 | Firm change after gap | Other |