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R••••• W•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

R••••• W•••••• C•••••

Advisor at I•••••• A•••••••• I•••

ATLANTA, GA

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Search this name across graphsid dfx:ria:3420883d-0b0f-568f-4b84-5b1fb5501e62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A•••••••• I•••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A•••••••• I•••	Asset manager	Nov 7, 2014	n/a	yes	ATLANTA, GA	Current employment
E••• A•••••••• L••	Former SEC adviser	Oct 12, 2010	Dec 7, 2012	no	ATLANTA, GA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••• A•••••••• L••	I•••••• A•••••••• I•••	Dec 7, 2012	Nov 7, 2014	700	Firm change after gap	Other
V••••• C•••••• A•••••••• L••	E••• A•••••••• L••	Oct 11, 2010

Relationships

Registered with (3)

→ I•••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 7, 2014 to presentfactForm ADV
→ E••• A•••••••• L••Registered adviserregistration: previous registration
Oct 12, 2010 to Dec 7, 2012factForm ADV
→ V••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 21, 2000 to Oct 11, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3420883d-0b0f-568f-4b84-5b1fb5501e62
First observed: Aug 21, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.