RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W•••••• C•••••
- I•••••• A•••••••• I••• asset manager currentsince Nov 7, 2014 · Atlanta, Ga
- E••• A•••••••• L•• formerOct 12, 2010 to Dec 7, 2012 · Atlanta, Ga
- V••••• C•••••• A•••••••• L•• otherAug 21, 2000 to Oct 11, 2010 · Hartford, Ct
- E••• A•••••••• L•• to I•••••• A•••••••• I•••left Dec 7, 2012, registered Nov 7, 2014 (700 days) · Other
- V••••• C•••••• A•••••••• L•• to E••• A•••••••• L••left Oct 11, 2010, registered Oct 12, 2010 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address