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RIA / WealthAdvisorChartered Financial Consultant45 years in industry

JONATHAN LEIF HOLLJES

Advisor at BROOKWOOD INVESTMENT GROUP

Midlothian, VA | PHOENIX, AZ

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Search this name across graphsid dfx:ria:348f4eb0-e97a-a784-87b5-4ca3ec901903

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Dec 28, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKWOOD INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Apr 29, 1983
First registration: Dec 28, 2001
Dual registered: no
IAPD individual key: 1106311

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKWOOD INVESTMENT GROUP	Independent wealth	May 2, 2025	n/a	yes	Midlothian, VA\|PHOENIX, AZ	Current employment
REDWOOD PRIVATE WEALTH	Former SEC adviser	Nov 2, 2022	Sep 5, 2024	no	MIDLOTHIAN, VA\|PHOENIX, AZ	Previous registration
WEALTHCARE ADVISORY PARTNERS LLC	Bd affiliated wealth	May 6, 2020	Nov 10, 2022	no	WEST CHESTER, PA\|Midlothian, VA	Previous registration
COLONIAL RIVER WEALTH MANAGEMENT LLC	Independent wealth	Dec 8, 2016	May 6, 2020	no	MIDLOTHIAN, VA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Dec 19, 2014	Dec 8, 2016	no	CHESTERFIELD, VA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jun 13, 2012	Jan 30, 2013	no	ALBANY, NY\|N. CHESTERFIELD, VA\|ALBANY, NY	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Oct 16, 2008	May 27, 2010	no	MIDLOTHIAN, VA	Previous registration
GREENBOOK INVESTMENT MANAGEMENT, INC.	n/a	Jan 4, 2005	Oct 3, 2008	no	MIDLOTHIAN, VA	Previous registration
XELAN FINANCIAL PLANNING, INC.	n/a	Jan 14, 2003	Dec 31, 2004	no	MIDLOTHIAN, VA	Previous registration
XELAN INVESTMENT SERVICES, INC.	n/a	Dec 28, 2001	Jan 16, 2003	no	MIDLOTHIAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDWOOD PRIVATE WEALTH	BROOKWOOD INVESTMENT GROUP	Sep 5, 2024	May 2, 2025	239	Firm change	RIA to RIA
WEALTHCARE ADVISORY PARTNERS LLC	REDWOOD PRIVATE WEALTH	Nov 10, 2022	Nov 2, 2022	-8	Firm change	RIA to RIA
COLONIAL RIVER WEALTH MANAGEMENT LLC	WEALTHCARE ADVISORY PARTNERS LLC	May 6, 2020	May 6, 2020	0	Firm change	RIA to RIA
OSAIC FS, INC.	COLONIAL RIVER WEALTH MANAGEMENT LLC	Dec 8, 2016	Dec 8, 2016	0	Firm change	Other
SIGNATOR INVESTORS, INC.	OSAIC FS, INC.	Jan 30, 2013	Dec 19, 2014	688	Firm change after gap	Other
FIRST ALLIED SECURITIES, INC.	SIGNATOR INVESTORS, INC.	May 27, 2010	Jun 13, 2012	748	Firm change after gap	Other
GREENBOOK INVESTMENT MANAGEMENT, INC.	FIRST ALLIED SECURITIES, INC.	Oct 3, 2008	Oct 16, 2008	13	Firm change	Other
XELAN FINANCIAL PLANNING, INC.	GREENBOOK INVESTMENT MANAGEMENT, INC.	Dec 31, 2004	Jan 4, 2005	4	Firm change	Other
XELAN INVESTMENT SERVICES, INC.	XELAN FINANCIAL PLANNING, INC.	Jan 16, 2003	Jan 14, 2003	-2	Firm change	Other

Relationships

Registered with (10)

→ BROOKWOOD INVESTMENT GROUPRegistered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ REDWOOD PRIVATE WEALTHRegistered adviserregistration: previous registration
Nov 2, 2022 to Sep 5, 2024factForm ADV
→ WEALTHCARE ADVISORY PARTNERS LLCRegistered adviserregistration: previous registration
May 6, 2020 to Nov 10, 2022factForm ADV
→ COLONIAL RIVER WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 8, 2016 to May 6, 2020factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Dec 19, 2014 to Dec 8, 2016factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jun 13, 2012 to Jan 30, 2013factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Oct 16, 2008 to May 27, 2010factForm ADV
→ GREENBOOK INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 4, 2005 to Oct 3, 2008factForm ADV
→ XELAN FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Jan 14, 2003 to Dec 31, 2004factForm ADV
→ XELAN INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 28, 2001 to Jan 16, 2003factForm ADV

Dated events

Occurred
Sep 5, 2024
Advisor changed firm
Jonathan Leif Holljes left Redwood Private Wealth for Brookwood Investment Group (registered 2025-05-02)
Form ADVobserved 6 days ago
Occurred
Nov 10, 2022
Advisor changed firm
Jonathan Leif Holljes left Wealthcare Advisory Partners Llc for Redwood Private Wealth (registered 2022-11-02)
Form ADVobserved 6 days ago