DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jonathan Leif Holljes

Brookwood Investment Groupindependent RIAMidlothian, Va IA-onlyIAPD 1106311

Chartered Financial Consultant

Feed of 09/15/2026

At current firm

1 y

since May 2, 2025

In the industry

45 y

since Apr 1, 1981 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Brookwood Investment Group independent RIA current
since May 2, 2025 · Midlothian, Va
Redwood Private Wealth former
Nov 2, 2022 to Sep 5, 2024 · Midlothian, Va
Wealthcare Advisory Partners LLC BD affiliated
May 6, 2020 to Nov 10, 2022 · West Chester, Pa
Colonial River Wealth Management LLC independent RIA
Dec 8, 2016 to May 6, 2020 · Midlothian, Va
Osaic Fs, Inc. former
Dec 19, 2014 to Dec 8, 2016 · Chesterfield, Va
Signator Investors, Inc. former
Jun 13, 2012 to Jan 30, 2013 · Albany, Ny
First Allied Securities, Inc. former
Oct 16, 2008 to May 27, 2010 · Midlothian, Va
Greenbook Investment Management, Inc. unclassified
Jan 4, 2005 to Oct 3, 2008 · Midlothian, Va
Xelan Financial Planning, Inc. unclassified
Jan 14, 2003 to Dec 31, 2004 · Midlothian, Va
Xelan Investment Services, Inc. unclassified
Dec 28, 2001 to Jan 16, 2003 · Midlothian, Va

Moves

a registration end followed by a registration begin elsewhere

Redwood Private Wealth to Brookwood Investment Group
left Sep 5, 2024, registered May 2, 2025 (239 days) · RIA to RIA
Wealthcare Advisory Partners LLC to Redwood Private Wealth
left Nov 10, 2022, registered Nov 2, 2022 (-8 days) · RIA to RIA
Colonial River Wealth Management LLC to Wealthcare Advisory Partners LLC
left May 6, 2020, registered May 6, 2020 (0 days) · RIA to RIA
Osaic Fs, Inc. to Colonial River Wealth Management LLC
left Dec 8, 2016, registered Dec 8, 2016 (0 days) · Other
Signator Investors, Inc. to Osaic Fs, Inc.
left Jan 30, 2013, registered Dec 19, 2014 (688 days) · Other
First Allied Securities, Inc. to Signator Investors, Inc.
left May 27, 2010, registered Jun 13, 2012 (748 days) · Other
Greenbook Investment Management, Inc. to First Allied Securities, Inc.
left Oct 3, 2008, registered Oct 16, 2008 (13 days) · Other
Xelan Financial Planning, Inc. to Greenbook Investment Management, Inc.
left Dec 31, 2004, registered Jan 4, 2005 (4 days) · Other
Xelan Investment Services, Inc. to Xelan Financial Planning, Inc.
left Jan 16, 2003, registered Jan 14, 2003 (-2 days) · Other

Signals

Jonathan Leif Holljes left Redwood Private Wealth for Brookwood Investment Group (registered 2025-05-02)
Sep 5, 2024 · Advisor changed firm · fact
Jonathan Leif Holljes left Wealthcare Advisory Partners Llc for Redwood Private Wealth (registered 2022-11-02)
Nov 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address