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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JEFFREY ALLEN FALKE

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

SAN DIEGO, CA | Hartwell, GA

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Search this name across graphsid dfx:ria:34c9ee9b-19c5-e229-4770-003c415d74e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 6, 1995
First registration: Oct 14, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2659800

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Oct 10, 2025	n/a	yes	Hartwell, GA\|SAN DIEGO, CA	Current employment
WEALTHCARE ADVISORY PARTNERS LLC	Bd affiliated wealth	Dec 1, 2020	Oct 2, 2025	no	Hartwell, GA\|WEST CHESTER, PA\|Woodstock, GA	Previous registration
FORTIS GROUP ADVISORS LLC	Independent wealth	Mar 2, 2018	Nov 30, 2020	no	Hartwell, GA\|WESTWOOD, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Feb 28, 2019	no	HARTWELL, GA\|WOODSTOCK, GA\|WOODSTOCK, GA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 14, 2008	Feb 16, 2018	no	LAVONIA, GA\|ATHENS, GA\|ROYSTON, GA\|ELBERTON, GA\|HARTWELL, GA\|MARIETTA, GA\|SOCIAL CIR, GA\|ELBERTON, GA\|HARTWELL, GA\|APPLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHCARE ADVISORY PARTNERS LLC	KINGSWOOD WEALTH ADVISORS, LLC	Oct 2, 2025	Oct 10, 2025	8	Firm change	RIA to ibd
FORTIS GROUP ADVISORS LLC	WEALTHCARE ADVISORY PARTNERS LLC	Nov 30, 2020	Dec 1, 2020	1	Firm change	RIA to RIA
LPL FINANCIAL LLC	FORTIS GROUP ADVISORS LLC	Feb 28, 2019	Mar 2, 2018	-363	Firm change after gap	Other
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 16, 2018	Feb 14, 2018	-2	Bulk transfer	Other

Relationships

Registered with (5)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ WEALTHCARE ADVISORY PARTNERS LLCRegistered adviserregistration: previous registration
Dec 1, 2020 to Oct 2, 2025factForm ADV
→ FORTIS GROUP ADVISORS LLCRegistered adviserregistration: previous registration
Mar 2, 2018 to Nov 30, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Feb 28, 2019factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 14, 2008 to Feb 16, 2018factForm ADV

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
Jeffrey Allen Falke left Wealthcare Advisory Partners Llc for Kingswood Wealth Advisors, Llc (registered 2025-10-10)
Form ADVobserved 6 days ago