DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Allen Falke
Feed of 09/14/2026
At current firm
0 y
since Oct 10, 2025
In the industry
30 y
since Nov 6, 1995 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kingswood Wealth Advisors, LLC BD affiliated currentsince Oct 10, 2025 · Hartwell, Ga
- Wealthcare Advisory Partners LLC BD affiliatedDec 1, 2020 to Oct 2, 2025 · Hartwell, Ga
- Fortis Group Advisors LLC independent RIAMar 2, 2018 to Nov 30, 2020 · Hartwell, Ga
- LPL Financial LLC BD affiliatedFeb 14, 2018 to Feb 28, 2019 · Hartwell, Ga
- Invest Financial Corporation formerOct 14, 2008 to Feb 16, 2018 · Lavonia, Ga
Moves
a registration end followed by a registration begin elsewhere
- Wealthcare Advisory Partners LLC to Kingswood Wealth Advisors, LLCleft Oct 2, 2025, registered Oct 10, 2025 (8 days) · RIA to affiliated broker-dealer or bank
- Fortis Group Advisors LLC to Wealthcare Advisory Partners LLCleft Nov 30, 2020, registered Dec 1, 2020 (1 days) · RIA to RIA
- LPL Financial LLC to Fortis Group Advisors LLCleft Feb 28, 2019, registered Mar 2, 2018 (-363 days) · Other
- Invest Financial Corporation to LPL Financial LLCleft Feb 16, 2018, registered Feb 14, 2018 (-2 days) · corporate re-registration, not a move
Signals
- Jeffrey Allen Falke left Wealthcare Advisory Partners Llc for Kingswood Wealth Advisors, Llc (registered 2025-10-10)Oct 2, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address