DFX Intelligence
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Advisor at L••• A•• R•••••••
HIGHLANDS RANCH, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••• A•• R••••••• | Independent wealth | May 22, 2024 | n/a | yes | HIGHLANDS RANCH, CO | Current employment |
| S•••••••• W••••• I••••••••• G••••• L•• | Independent wealth | Mar 18, 2022 | Mar 29, 2024 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• W••••• I••••••••• G••••• L•• | L••• A•• R••••••• | Mar 29, 2024 | May 22, 2024 | 54 | Firm change | RIA to RIA |
| L•• F•••••••• L•• | S•••••••• W••••• I••••••••• G••••• L•• | May 2, 2022 | Mar 18, 2022 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 3, 2019 | May 2, 2022 | no | MOUNT JOY, PA|LITITZ, PA|MOUNT JOY, PA|MOUNT JOY, PA|MOUNT JOY, PA|MANHEIM, PA|NEW HOLLAND, PA | Previous registration |
| S•••••••• S••••••••• | Bd affiliated wealth | Aug 30, 2017 | May 30, 2019 | no | WYOMISSING, PA|ROBESONIA, PA|Reading, PA|READING, PA|Shillington, PA|Harrisburg, PA|WYOMISSING, PA|Laureldale, PA | Previous registration |
| M•• S••••••••• I••• | n/a | Apr 1, 2014 | Aug 31, 2017 | no | READING, PA|READING, PA|BIRDSBORO, PA|BETHLEHEM, PA|ALLENTOWN, PA|ALLENTOWN, PA|POTTSTOWN, PA|HELLERTOWN, PA|SCHNECKSVILLE, PA|ALLENTOWN, PA|WILKES-BARRE, PA|READING, PA|READING, PA|WYOMISSING, PA|WYOMISSING, PA|SHILLINGTON, PA|WOMELSDORF, PA|WYOMISSING, PA|BIRDSBORO, PA|READING, PA|ALLENTOWN, PA|BETHLEHEM, PA|BOYERTOWN, PA|READING, PA|TOPTON, PA|York, PA|ALLENTOWN, PA | Previous registration |
| -45 |
| Firm change after gap |
| RIA to RIA |
| S•••••••• S••••••••• | L•• F•••••••• L•• | May 30, 2019 | Jun 3, 2019 | 4 | Firm change | Ibd to RIA |
| M•• S••••••••• I••• | S•••••••• S••••••••• | Aug 31, 2017 | Aug 30, 2017 | -1 | Firm change | Other |