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RIA / WealthAdvisor12 years in industry

Bennett Lyle Duffy

Advisor at MONTZ HARCUS WEALTH MANAGEMENT

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:3530055e-cfad-71ce-6d2a-e319d26ab172

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 1, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONTZ HARCUS WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 30, 2021
First registration: Oct 1, 2021
Dual registered: no
IAPD individual key: 7021890

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONTZ HARCUS WEALTH MANAGEMENT	Independent wealth	Apr 7, 2026	n/a	yes	NEW ORLEANS, LA	Current employment
NEWEDGE ADVISORS	Bd affiliated wealth	Aug 31, 2022	Mar 19, 2026	no	NEW ORLEANS, LA	Previous registration
BEACON POINTE ADVISORS, LLC	Independent wealth	Mar 17, 2022	Jun 2, 2022	no	NEWPORT BEACH, CA\|METAIRIE, LA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 29, 2021	Feb 7, 2022	no	Metairie, LA	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Oct 1, 2021	Nov 8, 2021	no	METAIRIE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEWEDGE ADVISORS	MONTZ HARCUS WEALTH MANAGEMENT	Mar 19, 2026	Apr 7, 2026	19	Firm change	Ibd to RIA
BEACON POINTE ADVISORS, LLC	NEWEDGE ADVISORS	Jun 2, 2022	Aug 31, 2022	90	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	BEACON POINTE ADVISORS, LLC	Feb 7, 2022	Mar 17, 2022	38	Firm change	Ibd to RIA
PARK AVENUE SECURITIES LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 8, 2021	Nov 29, 2021	21	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ MONTZ HARCUS WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 7, 2026 to presentfactForm ADV
→ NEWEDGE ADVISORSRegistered adviserregistration: previous registration
Aug 31, 2022 to Mar 19, 2026factForm ADV
→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 17, 2022 to Jun 2, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 29, 2021 to Feb 7, 2022factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2021 to Nov 8, 2021factForm ADV

Dated events

Occurred
Mar 19, 2026
Advisor changed firm
Bennett Lyle Duffy left Newedge Advisors for Montz Harcus Wealth Management (registered 2026-04-07)
Form ADVobserved 4 days ago
Occurred
Jun 2, 2022
Advisor changed firm
Bennett Lyle Duffy left Beacon Pointe Advisors, Llc for Newedge Advisors (registered 2022-08-31)
Form ADVobserved 4 days ago
Occurred
Feb 7, 2022
Advisor changed firm
Bennett Lyle Duffy left Ameriprise Financial Services, Llc for Beacon Pointe Advisors, Llc (registered 2022-03-17)
Form ADVobserved 4 days ago