DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bennett Lyle Duffy

Montz Harcus Wealth Managementindependent RIANew Orleans, LaIA-onlyIAPD 7021890

Feed of 09/14/2026

At current firm

0 y

since Apr 7, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Montz Harcus Wealth Management independent RIA current
since Apr 7, 2026 · New Orleans, La
Newedge Advisors BD affiliated
Aug 31, 2022 to Mar 19, 2026 · New Orleans, La
Beacon Pointe Advisors, LLC independent RIA
Mar 17, 2022 to Jun 2, 2022 · Newport Beach, Ca
Ameriprise Financial Services, LLC national BD
Nov 29, 2021 to Feb 7, 2022 · Metairie, La
Park Avenue Securities LLC BD affiliated
Oct 1, 2021 to Nov 8, 2021 · Metairie, La

Moves

a registration end followed by a registration begin elsewhere

Newedge Advisors to Montz Harcus Wealth Management
left Mar 19, 2026, registered Apr 7, 2026 (19 days) · Affiliated broker-dealer or bank to independent RIA
Beacon Pointe Advisors, LLC to Newedge Advisors
left Jun 2, 2022, registered Aug 31, 2022 (90 days) · RIA to affiliated broker-dealer or bank
Ameriprise Financial Services, LLC to Beacon Pointe Advisors, LLC
left Feb 7, 2022, registered Mar 17, 2022 (38 days) · Affiliated broker-dealer or bank to independent RIA
Park Avenue Securities LLC to Ameriprise Financial Services, LLC
left Nov 8, 2021, registered Nov 29, 2021 (21 days) · Affiliated broker-dealer or bank to another

Signals

Bennett Lyle Duffy left Newedge Advisors for Montz Harcus Wealth Management (registered 2026-04-07)
Mar 19, 2026 · Advisor changed firm · fact
Bennett Lyle Duffy left Beacon Pointe Advisors, Llc for Newedge Advisors (registered 2022-08-31)
Jun 2, 2022 · Advisor changed firm · fact
Bennett Lyle Duffy left Ameriprise Financial Services, Llc for Beacon Pointe Advisors, Llc (registered 2022-03-17)
Feb 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address