DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JEFFREY JOON YEE TONG

Advisor at LPL FINANCIAL LLC

HUDSON, OH | CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35560d87-37c9-fa6b-b6bb-7dd9c8d5f12f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: May 4, 2005
First registration: Feb 13, 2012
Dual registered: yes, broker-dealer
Other names: JEFFREY TONG
IAPD individual key: 2632991

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 1, 2023	n/a	yes	CLEVELAND, OH\|HUDSON, OH	Current employment
1914 ADVISORS	Former SEC adviser	Jul 1, 2020	Mar 9, 2023	no	CLEVELAND, OH	Previous registration
MORGAN STANLEY	Wirehouse	Oct 3, 2016	Jul 2, 2020	no	Akron, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 13, 2012	Oct 4, 2016	no	AKRON, OH\|AKRON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
1914 ADVISORS	LPL FINANCIAL LLC	Mar 9, 2023	Feb 1, 2023	-36	Firm change after gap	RIA to RIA
MORGAN STANLEY	1914 ADVISORS	Jul 2, 2020	Jul 1, 2020	-1	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Oct 4, 2016	Oct 3, 2016	-1	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:149777:OH:2016-09-07	Oct 4, 2016	Oct 3, 2016	AKRON, OH	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ 1914 ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2020 to Mar 9, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 3, 2016 to Jul 2, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 13, 2012 to Oct 4, 2016factForm ADV

Dated events

Occurred
Mar 9, 2023
Advisor changed firm
Jeffrey Joon Yee Tong left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35560d87-37c9-fa6b-b6bb-7dd9c8d5f12f
First observed: Feb 13, 2012
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JEFFREY JOON YEE TONG

Advisor at LPL FINANCIAL LLC

HUDSON, OH | CLEVELAND, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35560d87-37c9-fa6b-b6bb-7dd9c8d5f12f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 1, 2023

n/a

yes

CLEVELAND, OH|HUDSON, OH

Current employment

1914 ADVISORS

Former SEC adviser

Jul 1, 2020

Mar 9, 2023

CLEVELAND, OH

Previous registration

MORGAN STANLEY

Wirehouse

Oct 3, 2016

Jul 2, 2020

Akron, OH

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Feb 13, 2012

Oct 4, 2016

AKRON, OH|AKRON, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

1914 ADVISORS

LPL FINANCIAL LLC

Mar 9, 2023

Feb 1, 2023

-36

Firm change after gap

RIA to RIA

MORGAN STANLEY

1914 ADVISORS

Jul 2, 2020

Jul 1, 2020

-1

Firm change

Wirehouse to RIA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

Oct 4, 2016

Oct 3, 2016

-1

Firm change

Wirehouse to wirehouse

Team

Left

Joined

From

Kind

7691:149777:OH:2016-09-07

Oct 4, 2016

Oct 3, 2016

AKRON, OH

Firm change