DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeffrey Joon Yee Tong

LPL Financial LLCBD affiliatedHudson, Oh dual registrantIAPD 2632991

Feed of 09/14/2026

Also filed as Jeffrey Tong

At current firm

3 y

since Feb 1, 2023

In the industry

21 y

since May 4, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 1, 2023 · Cleveland, Oh
1914 Advisors former
Jul 1, 2020 to Mar 9, 2023 · Cleveland, Oh
Morgan Stanley wirehouse
Oct 3, 2016 to Jul 2, 2020 · Akron, Oh
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 13, 2012 to Oct 4, 2016 · Akron, Oh

Moves

a registration end followed by a registration begin elsewhere

1914 Advisors to LPL Financial LLC
left Mar 9, 2023, registered Feb 1, 2023 (-36 days) · RIA to RIA
Morgan Stanley to 1914 Advisors
left Jul 2, 2020, registered Jul 1, 2020 (-1 days) · Wirehouse to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley
left Oct 4, 2016, registered Oct 3, 2016 (-1 days) · Wirehouse to wirehouse · moved with a team

Signals

Jeffrey Joon Yee Tong left 1914 Advisors for Lpl Financial Llc (registered 2023-02-01)
Mar 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address