DFX Intelligence

G••••• A•• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

G••••• A•• C••••••••

Advisor at A••••••••• I••••••••• S•••••••• I•••

MINNEAPOLIS, MN | GREEN BAY, WI

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Search this name across graphsid dfx:ria:35573b95-8f1c-2897-03c9-f7fe7e627014

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• S•••••••• I•••	Independent wealth	Jul 3, 2026	n/a	yes	GREEN BAY, WI\|MINNEAPOLIS, MN	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Jun 11, 2020	Dec 26, 2025	no	Minneapolis, MN\|Irvine, CA\|Minnetonka, MN\|Saint Paul, MN\|Saint Paul, MN\|Irvine, CA\|Irvine, CA\|Laguna Hills, CA\|San Diego, CA\|Laguna Niguel, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	A••••••••• I••••••••• S•••••••• I•••	Dec 26, 2025	Jul 3, 2026	189	Firm change	Ibd to RIA
F•• S••••••••• C•••••••••	U••• B•••••• I••••••••• I•••	May 21, 2015	Jun 11, 2020

Relationships

Registered with (3)

→ A••••••••• I••••••••• S•••••••• I•••Registered adviserregistration: current employment
Jul 3, 2026 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 11, 2020 to Dec 26, 2025factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 19, 2013 to May 21, 2015factForm ADV

Dated events

Occurred
Dec 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35573b95-8f1c-2897-03c9-f7fe7e627014
First observed: Dec 19, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.