DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Justina I Stobnicki
At current firm
3 y
since Jul 17, 2023
In the industry
24 y
since Oct 26, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jul 17, 2023 · Deerfield, Il
- The Invictus Collective, LLC independent RIAMay 25, 2021 to Jul 18, 2023 · Park Ridge, Il
- UBS Financial Services Inc. wirehouseApr 8, 2016 to May 24, 2021 · Chicago, Il
- Credit Suisse Securities (USA) LLC formerNov 4, 2014 to Apr 19, 2016 · Chicago, Il
- Barclays Capital Inc. formerMar 7, 2011 to Nov 14, 2014 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- The Invictus Collective, LLC to Morgan Stanleyleft Jul 18, 2023, registered Jul 17, 2023 (-1 days) · RIA to wirehouse
- UBS Financial Services Inc. to The Invictus Collective, LLCleft May 24, 2021, registered May 25, 2021 (1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Credit Suisse Securities (USA) LLC to UBS Financial Services Inc.left Apr 19, 2016, registered Apr 8, 2016 (-11 days) · Other · moved with a team
- Barclays Capital Inc. to Credit Suisse Securities (USA) LLCleft Nov 14, 2014, registered Nov 4, 2014 (-10 days) · Other
Signals
- Justina Irene Nevel left The Invictus Collective, Llc for Morgan Stanley (registered 2023-07-17)Jul 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address