DFX Intelligence

E••• D••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

E••• D••• S•••••

Advisor at P••••••• W••••• G••••• L••

PROVO, UT | South Jordan, UT

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Search this name across graphsid dfx:ria:35ae21be-88be-58fe-0362-8adb325b0287

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• W••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• W••••• G••••• L••	Independent wealth	Apr 17, 2023	n/a	yes	PROVO, UT\|South Jordan, UT	Current employment
T••••••••• C••••••• L••	Asset manager	Jul 16, 2018	May 26, 2023	no	SOUTH JORDAN, UT\|LEHI, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• C••••••• L••	P••••••• W••••• G••••• L••	May 26, 2023	Apr 17, 2023	-39	Firm change after gap	RIA to new firm
A•••••• I••••••••• A•••••••• L••	T••••••••• C••••••• L••	Jul 12, 2018	Jul 16, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
288576:325175:UT:2023-05-26	May 26, 2023	Apr 17, 2023	LEHI, UT	Firm change after gap
157314:288576:ID:2018-06-28	Jul 12, 2018	Jul 16, 2018	IDAHO FALLS, ID	Firm change

Relationships

Registered with (4)

→ P••••••• W••••• G••••• L••Registered adviserregistration: current employment
Apr 17, 2023 to presentfactForm ADV
→ T••••••••• C••••••• L••Registered adviserregistration: previous registration
Jul 16, 2018 to May 26, 2023factForm ADV
→ A•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 22, 2016 to Jul 12, 2018factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

Occurred
May 26, 2023
Advisor changed firm
E••• D••• S••••• left T••••••••• C••••••• L•• for P••••••• W••••• G••••• L•• (registered 2023-04-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35ae21be-88be-58fe-0362-8adb325b0287
First observed: Oct 19, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.