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RIA / WealthAdvisor30 years in industry

RICHARD JOHN MAZZOLA

Advisor at FOCUS PARTNERS WEALTH, LLC

DALLAS, TX

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Search this name across graphsid dfx:ria:35f01785-b7e0-7d4c-32bd-4d17dc095ad5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 15, 1996
First registration: Feb 24, 2004
Dual registered: no
Other names: RICK MAZZOLA
IAPD individual key: 2720220

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jul 1, 2025	n/a	yes	DALLAS, TX	Current employment
CHURCHILL MANAGEMENT GROUP	Former SEC adviser	Jan 28, 2019	Sep 23, 2025	no	Dallas, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 15, 2006	Feb 1, 2019	no	DALLAS, TX\|Dallas, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 4, 2005	Feb 1, 2019	no	DALLAS, TX\|DALLAS, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 24, 2004	Sep 1, 2004	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHURCHILL MANAGEMENT GROUP	FOCUS PARTNERS WEALTH, LLC	Sep 23, 2025	Jul 1, 2025	-84	Bulk transfer	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHURCHILL MANAGEMENT GROUP	Feb 1, 2019	Jan 28, 2019	-4	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 1, 2019	May 15, 2006	-4,645	Channel change	Other

Relationships

Registered with (4)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ CHURCHILL MANAGEMENT GROUPRegistered adviserregistration: previous registration
Jan 28, 2019 to Sep 23, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 15, 2006 to Feb 1, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 4, 2005 to Feb 1, 2019factForm ADV

Dated events

No dated event names this entity yet.