RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J••• M••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2025 · Dallas, Tx
- C•••••••• M••••••••• G•••• formerJan 28, 2019 to Sep 23, 2025 · Dallas, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 15, 2006 to Feb 1, 2019 · Dallas, Tx
- T• A••••••••• I••• formerFeb 4, 2005 to Feb 1, 2019 · Dallas, Tx
- T• A••••••••• I••• formerFeb 24, 2004 to Sep 1, 2004 · Dallas, Tx
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Sep 23, 2025, registered Jul 1, 2025 (-84 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••••• M••••••••• G••••left Feb 1, 2019, registered Jan 28, 2019 (-4 days) · RIA to RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 1, 2019, registered May 15, 2006 (-4645 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address