DFX Intelligence

N•••• J••••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

N•••• J••••• T•••

Advisor at A••••••••• F•••••••• S•••••••• L••

Boca Raton, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:36a43224-d849-5919-8ac3-2040e0db5b27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Feb 3, 2022	n/a	yes	BOCA RATON, FL\|Boca Raton, FL	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 7, 2021	Feb 15, 2022	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Feb 15, 2022	Feb 3, 2022	-12	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	R•••••• J•••• • A••••••••• I•••	Mar 24, 2021	Apr 7, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:6363:FL:2020-01-13	Jan 21, 2020	Jan 24, 2020	BOCA RATON, FL	Firm change
19616:705:FL:2019-03-25	Apr 4, 2019	Apr 3, 2019	ORLANDO, FL	Firm change

Relationships

Registered with (8)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2020 to Mar 24, 2021factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Apr 7, 2021 to Feb 15, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 22, 2019 to Jan 21, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Feb 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36a43224-d849-5919-8ac3-2040e0db5b27
First observed: Feb 26, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.