DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nancy Joeann Tush
Feed of 09/14/2026
Also filed as Nancy Joe Ann Bruno
At current firm
4 y
since Feb 3, 2022
In the industry
20 y
since Jan 18, 2006 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Feb 3, 2022 · Boca Raton, Fl
- Raymond James & Associates, Inc. national BDApr 7, 2021 to Feb 15, 2022 · Boca Raton, Fl
- Ameriprise Financial Services, LLC national BDJan 24, 2020 to Mar 24, 2021 · Boca Raton, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 22, 2019 to Jan 21, 2020 · Boca Raton, Fl
- Raymond James & Associates, Inc. national BDApr 3, 2019 to Aug 23, 2019 · The Villages, Fl
- Wells Fargo Advisors wirehouseJan 19, 2016 to Apr 4, 2019 · The Villages, Fl
- Sii Investments, Inc. formerMay 14, 2013 to Jan 15, 2016 · The Villages, Fl
- Ruggie Wealth Management formerMar 7, 2013 to Mar 22, 2013 · Tavares, Fl
- Citigroup Global Markets Inc. BD affiliatedNov 5, 2010 to Aug 29, 2012 · Boca Raton, Fl
- Morgan Stanley wirehouseJun 1, 2009 to Jun 7, 2010 · Boca Raton, Fl
- Citigroup Global Markets Inc. BD affiliatedFeb 26, 2009 to Jun 1, 2009 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Ameriprise Financial Services, LLCleft Feb 15, 2022, registered Feb 3, 2022 (-12 days) · Affiliated broker-dealer or bank to another
- Ameriprise Financial Services, LLC to Raymond James & Associates, Inc.left Mar 24, 2021, registered Apr 7, 2021 (14 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLCleft Jan 21, 2020, registered Jan 24, 2020 (3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Raymond James & Associates, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 23, 2019, registered Aug 22, 2019 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- Wells Fargo Advisors to Raymond James & Associates, Inc.left Apr 4, 2019, registered Apr 3, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Sii Investments, Inc. to Wells Fargo Advisorsleft Jan 15, 2016, registered Jan 19, 2016 (4 days) · Other
- Ruggie Wealth Management to Sii Investments, Inc.left Mar 22, 2013, registered May 14, 2013 (53 days) · Other
- Citigroup Global Markets Inc. to Ruggie Wealth Managementleft Aug 29, 2012, registered Mar 7, 2013 (190 days) · Other
- Morgan Stanley to Citigroup Global Markets Inc.left Jun 7, 2010, registered Nov 5, 2010 (151 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Nancy Joeann Tush left Raymond James & Associates, Inc. for Ameriprise Financial Services, Llc (registered 2022-02-03)Feb 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address