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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ROMAN YAKUBOV

Advisor at FLAGSTAR SECURITIES, INC.

New York, NY

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Search this name across graphsid dfx:ria:36c817e0-e131-7130-ce6a-7ee9266f65cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 25, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FLAGSTAR SECURITIES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 10, 2001
First registration: May 25, 2011
Dual registered: yes, broker-dealer
Other names: ROMAN G YAKUBOV
IAPD individual key: 4288640

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FLAGSTAR SECURITIES, INC.	Independent wealth	Jan 9, 2026	n/a	yes	New York, NY	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 10, 2022	Jun 13, 2025	no	TAMPA, FL\|New York, NY\|New York, NY\|New York City, NY\|Morganville, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jan 11, 2021	no	ENGLISHTOWN, NJ\|TOMS RIVER, NJ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|Toms River, NJ	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	May 17, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 25, 2011	Apr 30, 2012	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	FLAGSTAR SECURITIES, INC.	Jun 13, 2025	Jan 9, 2026	210	Firm change	Ibd to RIA
TD AMERITRADE, INC.	CITIGROUP GLOBAL MARKETS INC.	Jan 11, 2021	Jun 10, 2022	515	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 27, 2018	-1,038	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SCOTTRADE INVESTMENT MANAGEMENT	Apr 30, 2012	May 17, 2017	1,843	Firm change after gap	Other

Relationships

Registered with (6)

→ FLAGSTAR SECURITIES, INC.Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 10, 2022 to Jun 13, 2025factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Dec 31, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
May 17, 2017 to Feb 26, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 25, 2011 to Apr 30, 2012factForm ADV

Dated events

Occurred
Jun 13, 2025
Advisor changed firm
Roman Yakubov left Citigroup Global Markets Inc. for Flagstar Securities, Inc. (registered 2026-01-09)
Form ADVobserved 6 days ago