RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• Y••••••
- F••••••• S••••••••• I••• independent RIA currentsince Jan 9, 2026 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 10, 2022 to Jun 13, 2025 · Tampa, Fl
- T• A••••••••• I••• formerFeb 27, 2018 to Jan 11, 2021 · Englishtown, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMay 17, 2017 to Feb 26, 2018 · Saint Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 25, 2011 to Apr 30, 2012 · Pennington, Nj
- C•••••••• G••••• M•••••• I••• to F••••••• S••••••••• I•••left Jun 13, 2025, registered Jan 9, 2026 (210 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••• to C•••••••• G••••• M•••••• I•••left Jan 11, 2021, registered Jun 10, 2022 (515 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• I••••••••• M•••••••••left Apr 30, 2012, registered May 17, 2017 (1843 days) · Other
- R•••• Y•••••• left C•••••••• G••••• M•••••• I••• for F••••••• S••••••••• I••• (registered 2026-01-09)Jun 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address