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RIA / WealthAdvisor12 years in industry

CHRISTOPHER NICHOLAS WALLACK

Advisor at ZACKS INVESTMENT MANAGEMENT, INC.

CHICAGO, IL | Chagrin Falls, OH

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Search this name across graphsid dfx:ria:37048e82-519e-9b83-055a-bd98c0597143

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ZACKS INVESTMENT MANAGEMENT, INC.
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 4, 2014
First registration: Nov 4, 2014
Dual registered: no
Other names: CHRISTOPHER Wallack
IAPD individual key: 6320021

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Oct 28, 2025	n/a	yes	Chagrin Falls, OH\|CHICAGO, IL	Current employment
FISHER INVESTMENTS	Independent wealth	Aug 16, 2021	Jul 18, 2025	no	Streetsboro, OH\|PLANO, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jul 7, 2021	no	Westlake, OH\|Orange Village, OH	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Jul 7, 2021	no	OMAHA, NE\|Beachwood, OH\|Orange Village, OH	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 24, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 4, 2014	Oct 15, 2015	no	AKRON, OH\|AKRON, OH\|AKRON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	ZACKS INVESTMENT MANAGEMENT, INC.	Jul 18, 2025	Oct 28, 2025	102	Firm change	RIA to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 7, 2021	Feb 27, 2018	-1,226	Channel change	Other
TD AMERITRADE, INC.	FISHER INVESTMENTS	Jul 7, 2021	Aug 16, 2021	40	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
PNC WEALTH MANAGEMENT	SCOTTRADE INVESTMENT MANAGEMENT	Oct 15, 2015	Jan 24, 2017	467	Firm change after gap	Other

Relationships

Registered with (6)

→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: current employment
Oct 28, 2025 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Aug 16, 2021 to Jul 18, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Jul 7, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Jul 7, 2021factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 24, 2017 to Feb 26, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 4, 2014 to Oct 15, 2015factForm ADV

Dated events

Occurred
Jul 18, 2025
Advisor changed firm
Christopher Nicholas Wallack left Fisher Investments for Zacks Investment Management, Inc. (registered 2025-10-28)
Form ADVobserved 6 days ago