RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• N••••••• W••••••
- Z•••• I••••••••• M••••••••• I••• mixed wealth currentsince Oct 28, 2025 · Chagrin Falls, Oh
- F••••• I••••••••• independent RIAAug 16, 2021 to Jul 18, 2025 · Streetsboro, Oh
- T• A••••••••• I••• formerFeb 27, 2018 to Jul 7, 2021 · Westlake, Oh
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Jul 7, 2021 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerJan 24, 2017 to Feb 26, 2018 · Saint Louis, Mo
- P•• W••••• M••••••••• BD affiliatedNov 4, 2014 to Oct 15, 2015 · Akron, Oh
- F••••• I••••••••• to Z•••• I••••••••• M••••••••• I•••left Jul 18, 2025, registered Oct 28, 2025 (102 days) · RIA to RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 7, 2021, registered Feb 27, 2018 (-1226 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to F••••• I•••••••••left Jul 7, 2021, registered Aug 16, 2021 (40 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to S•••••••• I••••••••• M•••••••••left Oct 15, 2015, registered Jan 24, 2017 (467 days) · Other
- Christopher Nicholas Wallack left Fisher Investments for Zacks Investment Management, Inc. (registered 2025-10-28)Jul 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address