DFX Intelligence

R•••••• C•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst24 years in industry

R•••••• C•••• B•••

Advisor at T•• I••••••••

Seattle, WA | DENVER, CO

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Search this name across graphsid dfx:ria:3715a20a-f1d5-427d-ad85-7269cf4021af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• I••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• I••••••••	Independent wealth	May 13, 2019	n/a	yes	DENVER, CO\|Seattle, WA	Current employment
I•••••••• F•• W••••• A•••••••• I•••	Former SEC adviser	Feb 6, 2017	Apr 30, 2019	no	Seattle, WA\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• F•• W••••• A•••••••• I•••	T•• I••••••••	Apr 30, 2019	May 13, 2019	13	Firm change	RIA to RIA
C•••••• W••••• M•••••••••	I•••••••• F•• W••••• A•••••••• I•••	Dec 31, 2017	Feb 6, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
149347:127207:CO:2019-04-26	Apr 30, 2019	May 13, 2019	DENVER, CO	Firm change

Relationships

Registered with (5)

→ T•• I••••••••Registered adviserregistration: current employment
May 13, 2019 to presentfactForm ADV
→ I•••••••• F•• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 6, 2017 to Apr 30, 2019factForm ADV
→ C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 7, 2014 to Dec 31, 2017factForm ADV
→ C••••••••• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3715a20a-f1d5-427d-ad85-7269cf4021af
First observed: Oct 6, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.