DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Randall Craig Buck
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Randall Buck
At current firm
7 y
since May 13, 2019
In the industry
24 y
since Aug 1, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Institute independent RIA currentsince May 13, 2019 · Denver, Co
- Institute For Wealth Advisors, Inc. formerFeb 6, 2017 to Apr 30, 2019 · Seattle, Wa
- Concert Wealth Management formerMar 7, 2014 to Dec 31, 2017 · Bellevue, Wa
- Coldstream Wealth Management independent RIAJan 24, 2011 to Oct 22, 2013 · Bellevue, Wa
- Appropriate Balance Financial Services Inc formerOct 6, 2009 to Feb 17, 2011 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- Institute For Wealth Advisors, Inc. to The Instituteleft Apr 30, 2019, registered May 13, 2019 (13 days) · RIA to RIA · moved with a team
- Concert Wealth Management to Institute For Wealth Advisors, Inc.left Dec 31, 2017, registered Feb 6, 2017 (-328 days) · Other
- Coldstream Wealth Management to Concert Wealth Managementleft Oct 22, 2013, registered Mar 7, 2014 (136 days) · Other
- Appropriate Balance Financial Services Inc to Coldstream Wealth Managementleft Feb 17, 2011, registered Jan 24, 2011 (-24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address