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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant14 years in industry

WALTER THOMAS WANDALL

Advisor at 100 PLUS PLANNING

CENTER VALLEY, PA

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Search this name across graphsid dfx:ria:376ec6a0-f181-8f88-8701-bfcc602d338d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 21, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 100 PLUS PLANNING
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Mar 20, 2013
First registration: Mar 21, 2013
Dual registered: no
IAPD individual key: 2045949

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
100 PLUS PLANNING	State registered	Mar 15, 2024	n/a	yes	CENTER VALLEY, PA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Oct 4, 2022	May 31, 2023	no	CENTER VALLEY, PA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 25, 2019	Oct 7, 2022	no	Bethlehem, PA	Previous registration
VICUS CAPITAL, INC.	Independent wealth	Aug 9, 2017	Oct 25, 2019	no	Bethlehem, PA	Previous registration
MERCAP ADVISORS, INC.	Former SEC adviser	Aug 11, 2015	Aug 4, 2017	no	PAOLI, PA	Previous registration
MERION WEALTH PARTNERS, LLC	Former SEC adviser	Mar 21, 2013	Nov 24, 2015	no	BETHLEHEM, PA\|PAOLI, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	100 PLUS PLANNING	May 31, 2023	Mar 15, 2024	289	Firm change	Ibd to state RIA
COMMONWEALTH FINANCIAL NETWORK	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Oct 7, 2022	Oct 4, 2022	-3	Firm change	Ibd to ibd
VICUS CAPITAL, INC.	COMMONWEALTH FINANCIAL NETWORK	Oct 25, 2019	Oct 25, 2019	0	Firm change	RIA to ibd
MERCAP ADVISORS, INC.	VICUS CAPITAL, INC.	Aug 4, 2017	Aug 9, 2017	5	Firm change	Other
MERION WEALTH PARTNERS, LLC	MERCAP ADVISORS, INC.	Nov 24, 2015	Aug 11, 2015	-105	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
116021:8032:PA:2019-10-25	Oct 25, 2019	Oct 25, 2019	BETHLEHEM, PA	Firm change

Relationships

Registered with (6)

→ 100 PLUS PLANNINGRegistered adviserregistration: current employment
Mar 15, 2024 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Oct 4, 2022 to May 31, 2023factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 25, 2019 to Oct 7, 2022factForm ADV
→ VICUS CAPITAL, INC.Registered adviserregistration: previous registration
Aug 9, 2017 to Oct 25, 2019factForm ADV
→ MERCAP ADVISORS, INC.Registered adviserregistration: previous registration
Aug 11, 2015 to Aug 4, 2017factForm ADV
→ MERION WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 21, 2013 to Nov 24, 2015factForm ADV

Dated events

Occurred
May 31, 2023
Advisor changed firm
Walter Thomas Wandall left Stifel, Nicolaus & Company, Incorporated for 100 Plus Planning (registered 2024-03-15)
Form ADVobserved 6 days ago
Occurred
Oct 7, 2022
Advisor changed firm
Walter Thomas Wandall left Commonwealth Financial Network for Stifel, Nicolaus & Company, Incorporated (registered 2022-10-04)
Form ADVobserved 6 days ago