DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Walter Thomas Wandall
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
2 y
since Mar 15, 2024
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- 100 Plus Planning state registered currentsince Mar 15, 2024 · Center Valley, Pa
- Stifel, Nicolaus & Company, Incorporated national BDOct 4, 2022 to May 31, 2023 · Center Valley, Pa
- Commonwealth Financial Network national BDOct 25, 2019 to Oct 7, 2022 · Bethlehem, Pa
- Vicus Capital, Inc. independent RIAAug 9, 2017 to Oct 25, 2019 · Bethlehem, Pa
- Mercap Advisors, Inc. formerAug 11, 2015 to Aug 4, 2017 · Paoli, Pa
- Merion Wealth Partners, LLC formerMar 21, 2013 to Nov 24, 2015 · Bethlehem, Pa
Moves
a registration end followed by a registration begin elsewhere
- Stifel, Nicolaus & Company, Incorporated to 100 Plus Planningleft May 31, 2023, registered Mar 15, 2024 (289 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Commonwealth Financial Network to Stifel, Nicolaus & Company, Incorporatedleft Oct 7, 2022, registered Oct 4, 2022 (-3 days) · Affiliated broker-dealer or bank to another
- Vicus Capital, Inc. to Commonwealth Financial Networkleft Oct 25, 2019, registered Oct 25, 2019 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Mercap Advisors, Inc. to Vicus Capital, Inc.left Aug 4, 2017, registered Aug 9, 2017 (5 days) · Other
- Merion Wealth Partners, LLC to Mercap Advisors, Inc.left Nov 24, 2015, registered Aug 11, 2015 (-105 days) · Other
Signals
- Walter Thomas Wandall left Stifel, Nicolaus & Company, Incorporated for 100 Plus Planning (registered 2024-03-15)May 31, 2023 · Advisor changed firm · fact
- Walter Thomas Wandall left Commonwealth Financial Network for Stifel, Nicolaus & Company, Incorporated (registered 2022-10-04)Oct 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address