D•••• J••• A•••

Advisor at P•• W••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37777993-61d1-1458-c504-1e8ea757e42d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Aug 29, 2022	n/a	yes	ST CHARLES, MO\|St. Charles, MO\|WENTZVILLE, MO	Current employment
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Feb 14, 2017	Aug 18, 2022	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••• F•••••••• A•••••••• I•••	P•• W••••• M•••••••••	Aug 18, 2022	Aug 29, 2022	11	Firm change	Ibd to ibd
S••••• B•••• I••••••••• A•••••••• L••	V•••• F•••••••• A•••••••• I•••	Sep 16, 2016	Feb 14, 2017

Relationships

Registered with (9)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Aug 29, 2022 to presentfactForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 14, 2017 to Aug 18, 2022factForm ADV
→ S••••• B•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 1, 2013 to Sep 16, 2016factForm ADV
→ P•••••••• L••

Dated events

Occurred
Aug 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37777993-61d1-1458-c504-1e8ea757e42d
First observed: Mar 9, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.