DFX Intelligence

Data Factory

RIA / WealthAdvisor17 years in industry

GORDON JAY FORGIONE

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

GLASTONBURRY, CT | PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37d92f6d-fd24-3f5f-7177-e903c8a25d68

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 4, 2010
First registration: Oct 23, 2014
Dual registered: no
Other names: JAY FORGIONE
IAPD individual key: 5691752

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Aug 24, 2021	n/a	yes	GLASTONBURRY, CT\|PHOENIX, AZ	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Sep 20, 2019	Aug 23, 2021	no	Glastonbury, CT	Previous registration
CREATIVEONE WEALTH, LLC	Independent wealth	Apr 9, 2018	Sep 20, 2019	no	GLASTONBURY, CT\|OVERLAND PARK, KS\|GLASTONBURY, CT	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Jul 12, 2017	Apr 10, 2018	no	Glastenbury, CT	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jul 12, 2017	Apr 10, 2018	no	Glastenbury, CT\|AMHERST, MA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Sep 29, 2015	Jul 12, 2017	no	WALTHAM, MA\|FARMINGTON, CT\|Glastonbury, CT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 23, 2014	Sep 10, 2015	no	Hamden, CT\|ENFIELD, CT\|Hamden, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Aug 23, 2021	Aug 24, 2021	1	Firm change	Ibd to RIA
CREATIVEONE WEALTH, LLC	AE WEALTH MANAGEMENT, LLC	Sep 20, 2019	Sep 20, 2019	0	Firm change	RIA to RIA
CAPITAL ANALYSTS	LINCOLN INVESTMENT	Apr 10, 2018	Jul 12, 2017	-272	Firm change after gap	Other
LINCOLN INVESTMENT	CREATIVEONE WEALTH, LLC	Apr 10, 2018	Apr 9, 2018	-1	Firm change	Ibd to RIA
PRINCIPAL SECURITIES, INC.	CAPITAL ANALYSTS	Jul 12, 2017	Jul 12, 2017	0	Firm change	Other
MML INVESTORS SERVICES, LLC	PRINCIPAL SECURITIES, INC.	Sep 10, 2015	Sep 29, 2015	19	Firm change	Other

Relationships

Registered with (7)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Aug 24, 2021 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 20, 2019 to Aug 23, 2021factForm ADV
→ CREATIVEONE WEALTH, LLCRegistered adviserregistration: previous registration
Apr 9, 2018 to Sep 20, 2019factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Jul 12, 2017 to Apr 10, 2018factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jul 12, 2017 to Apr 10, 2018factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 29, 2015 to Jul 12, 2017factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 23, 2014 to Sep 10, 2015factForm ADV

Dated events

No dated event names this entity yet.