DFX Intelligence

T••• L•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

T••• L•••• A•••••

Advisor at L•••••••••

VIRGINIA BEACH , VA

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Search this name across graphsid dfx:ria:37e4622a-5bd3-f881-3bc7-ad8d414a770f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 30, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 17, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••••	State registered	Sep 12, 2026	n/a	yes	VIRGINIA BEACH , VA	Current employment
O•••••••	Independent wealth	May 4, 2020	Sep 12, 2026	no	Virginia Beach, VA\|BEACHWOOD, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••	L•••••••••	Sep 12, 2026	Sep 12, 2026	0	Firm change	RIA to state RIA
H••••• R••••	O•••••••	Nov 12, 2019	May 4, 2020

Relationships

Registered with (6)

→ L•••••••••Registered adviserregistration: current employment
Sep 12, 2026 to presentfactForm ADV
→ O•••••••Registered adviserregistration: previous registration
May 4, 2020 to Sep 12, 2026factForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
Feb 5, 2018 to Nov 12, 2019factForm ADV
→ S•••• W••••• M••••••••• L••

Dated events

Occurred
Sep 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37e4622a-5bd3-f881-3bc7-ad8d414a770f
First observed: Jan 30, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.