DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tami Lynne Aloisa
Certified Financial Planner
Feed of 09/14/2026
Also filed as Tami Lynne Axenson
At current firm
0 y
since Sep 12, 2026
In the industry
30 y
since Jun 17, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ltplanners state registered currentsince Sep 12, 2026 · Virginia Beach , Va
- Oneseven independent RIAMay 4, 2020 to Sep 12, 2026 · Virginia Beach, Va
- Hayden Royal formerFeb 5, 2018 to Nov 12, 2019 · Virginia Beach, Va
- Spire Wealth Management, LLC BD affiliatedOct 11, 2017 to Jan 8, 2018 · Virginia Beach, Va
- UBS Financial Services Inc. wirehouseAug 5, 2015 to Sep 15, 2017 · Norfolk, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 30, 1997 to Jul 16, 2015 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- Oneseven to Ltplannersleft Sep 12, 2026, registered Sep 12, 2026 (0 days) · RIA to a state-registered adviser
- Hayden Royal to Onesevenleft Nov 12, 2019, registered May 4, 2020 (174 days) · RIA to RIA
- Spire Wealth Management, LLC to Hayden Royalleft Jan 8, 2018, registered Feb 5, 2018 (28 days) · Other
- UBS Financial Services Inc. to Spire Wealth Management, LLCleft Sep 15, 2017, registered Oct 11, 2017 (26 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.left Jul 16, 2015, registered Aug 5, 2015 (20 days) · Wirehouse to wirehouse
Signals
- Tami Lynne Aloisa left Oneseven for Ltplanners (registered 2026-09-12)Sep 12, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address