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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

EMILY C KNOX

Advisor at RETIREMENT PLAN ADVISORS, LLC

CHICAGO, IL | Denver, CO

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Search this name across graphsid dfx:ria:38a6eca1-caa4-00fc-28db-821e858cdbc0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RETIREMENT PLAN ADVISORS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 20, 1995
First registration: Aug 17, 2010
Dual registered: yes, broker-dealer
Other names: EMILY C VANVOORHIS|EMILY COERT VANVOORHIS|EMILY COERT KNOX
IAPD individual key: 2604943

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RETIREMENT PLAN ADVISORS, LLC	Mixed wealth	May 13, 2025	n/a	yes	CHICAGO, IL\|Denver, CO	Current employment
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Apr 12, 2022	May 2, 2025	no	COLUMBUS, OH	Previous registration
MORGAN STANLEY	Wirehouse	Dec 16, 2021	Mar 9, 2022	no	Denver, CO\|Denver, CO	Previous registration
HORACE MANN INVESTORS, INC.	No RAUM reported	Apr 8, 2021	Aug 5, 2021	no	SPRINGFIELD, IL	Previous registration
MISSIONSQUARE RETIREMENT	Bd affiliated wealth	Jun 20, 2016	Mar 22, 2021	no	DENVER, CO\|WASHINGTON, DC	Previous registration
IMA ADVISORY SERVICES, INC.	Mixed wealth	Feb 23, 2016	Feb 27, 2016	no	DENVER, CO\|WICHITA, KS	Previous registration
MISSIONSQUARE RETIREMENT	Bd affiliated wealth	Aug 17, 2010	Feb 17, 2016	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONWIDE INVESTMENT ADVISORS, LLC	RETIREMENT PLAN ADVISORS, LLC	May 2, 2025	May 13, 2025	11	Firm change	Ibd to RIA
MORGAN STANLEY	NATIONWIDE INVESTMENT ADVISORS, LLC	Mar 9, 2022	Apr 12, 2022	34	Firm change	Wirehouse to ibd
HORACE MANN INVESTORS, INC.	MORGAN STANLEY	Aug 5, 2021	Dec 16, 2021	133	Firm change	Other
MISSIONSQUARE RETIREMENT	HORACE MANN INVESTORS, INC.	Mar 22, 2021	Apr 8, 2021	17	Firm change	Other
IMA ADVISORY SERVICES, INC.	MISSIONSQUARE RETIREMENT	Feb 27, 2016	Jun 20, 2016	114	Firm change	Other
MISSIONSQUARE RETIREMENT	IMA ADVISORY SERVICES, INC.	Feb 17, 2016	Feb 23, 2016	6	Firm change	Other

Relationships

Registered with (6)

→ RETIREMENT PLAN ADVISORS, LLCRegistered adviserregistration: current employment
May 13, 2025 to presentfactForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 12, 2022 to May 2, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 16, 2021 to Mar 9, 2022factForm ADV
→ HORACE MANN INVESTORS, INC.Registered adviserregistration: previous registration
Apr 8, 2021 to Aug 5, 2021factForm ADV
→ MISSIONSQUARE RETIREMENTRegistered adviserregistration: previous registration
Jun 20, 2016 to Mar 22, 2021factForm ADV
→ IMA ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 23, 2016 to Feb 27, 2016factForm ADV

Dated events

Occurred
May 2, 2025
Advisor changed firm
Emily C Knox left Nationwide Investment Advisors, Llc for Retirement Plan Advisors, Llc (registered 2025-05-13)
Form ADVobserved 5 days ago
Occurred
Mar 9, 2022
Advisor changed firm
Emily C Knox left Morgan Stanley for Nationwide Investment Advisors, Llc (registered 2022-04-12)
Form ADVobserved 5 days ago