DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Emily C Knox

Retirement Plan Advisors, LLCmixed wealthChicago, Il dual registrantIAPD 2604943

Feed of 09/14/2026

Also filed as Emily C Vanvoorhis

At current firm

1 y

since May 13, 2025

In the industry

31 y

since Jun 20, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Retirement Plan Advisors, LLC mixed wealth current
since May 13, 2025 · Chicago, Il
Nationwide Investment Advisors, LLC BD affiliated
Apr 12, 2022 to May 2, 2025 · Columbus, Oh
Morgan Stanley wirehouse
Dec 16, 2021 to Mar 9, 2022 · Denver, Co
Horace Mann Investors, Inc. no RAUM
Apr 8, 2021 to Aug 5, 2021 · Springfield, Il
Missionsquare Retirement BD affiliated
Jun 20, 2016 to Mar 22, 2021 · Denver, Co
Ima Advisory Services, Inc. mixed wealth
Feb 23, 2016 to Feb 27, 2016 · Denver, Co
Missionsquare Retirement BD affiliated
Aug 17, 2010 to Feb 17, 2016 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

Nationwide Investment Advisors, LLC to Retirement Plan Advisors, LLC
left May 2, 2025, registered May 13, 2025 (11 days) · Affiliated broker-dealer or bank to independent RIA
Morgan Stanley to Nationwide Investment Advisors, LLC
left Mar 9, 2022, registered Apr 12, 2022 (34 days) · Wirehouse to affiliated broker-dealer or bank
Horace Mann Investors, Inc. to Morgan Stanley
left Aug 5, 2021, registered Dec 16, 2021 (133 days) · Other
Missionsquare Retirement to Horace Mann Investors, Inc.
left Mar 22, 2021, registered Apr 8, 2021 (17 days) · Other
Ima Advisory Services, Inc. to Missionsquare Retirement
left Feb 27, 2016, registered Jun 20, 2016 (114 days) · Other
Missionsquare Retirement to Ima Advisory Services, Inc.
left Feb 17, 2016, registered Feb 23, 2016 (6 days) · Other

Signals

Emily C Knox left Nationwide Investment Advisors, Llc for Retirement Plan Advisors, Llc (registered 2025-05-13)
May 2, 2025 · Advisor changed firm · fact
Emily C Knox left Morgan Stanley for Nationwide Investment Advisors, Llc (registered 2022-04-12)
Mar 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address