DFX Intelligence

M••• J••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

M••• J••• O••••••••

Advisor at L•• F•••••••• L••

CRYSTAL RIVER, FL

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Search this name across graphsid dfx:ria:38ba8577-086b-3b45-f820-bb0422f33db7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 30, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 2, 2026	n/a	yes	CRYSTAL RIVER, FL	Current employment
C•••• C•••••• S••••••••• L•••	Former SEC adviser	Jul 30, 2012	May 3, 2024	no	ORANGE, CA\|CRYSTAL RIVER, FL\|CRYSTAL RIVER, FL\|ORANGE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	L•• F•••••••• L••	May 3, 2024	Jan 2, 2026	609	Bulk transfer	Ibd to ibd
B••••••••• I••••••••• A••••••• S•••••••	C•••• C•••••• S••••••••• L•••	Jun 20, 2012	Jul 30, 2012

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Jul 30, 2012 to May 3, 2024factForm ADV
→ B••••••••• I••••••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 29, 2009 to Jun 20, 2012factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38ba8577-086b-3b45-f820-bb0422f33db7
First observed: Apr 30, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.