DFX Intelligence

M••• J• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

M••• J• B••••••••

Advisor at D•••••••• A••••••• S•••••••• L••

Conshohocken, PA | SOUTH JORDAN, UT

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Search this name across graphsid dfx:ria:39486d66-870e-455e-3321-0d92c84608b4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 18, 2023	n/a	yes	SOUTH JORDAN, UT\|Conshohocken, PA	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Mar 31, 2015	Oct 27, 2022	no	CONSHOHOCKEN, PA\|TOWSON, MD\|CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	D•••••••• A••••••• S•••••••• L••	Oct 27, 2022	Dec 18, 2023	417	Firm change after gap	Ibd to ibd
N•••••••• C••••••• L••	M•• F•••••••• S•••••••• I•••	Feb 10, 2015	Jul 20, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
4031:326060:PA:2022-10-27	Oct 27, 2022	Dec 18, 2023	CONSHOHOCKEN, PA	Firm change after gap
615:152430:PA:2015-01-02	Jan 8, 2015	Oct 29, 2010	PLYMOUTH MEETING, PA	Firm change after gap

Relationships

Registered with (5)

→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 18, 2023 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Mar 31, 2015 to Oct 27, 2022factForm ADV
→ N•••••••• C••••••• L••Registered adviserregistration: previous registration
Oct 29, 2010 to Feb 10, 2015factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

Occurred
Oct 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39486d66-870e-455e-3321-0d92c84608b4
First observed: Jul 5, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.