DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marc J Bernstein
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Marc Jay Bernstein
At current firm
2 y
since Dec 18, 2023
In the industry
41 y
since May 31, 1985 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Diversify Advisory Services, LLC BD affiliated currentsince Dec 18, 2023 · South Jordan, Ut
- Hornor, Townsend & Kent, LLC independent RIAMar 31, 2015 to Oct 27, 2022 · Conshohocken, Pa
- Msi Financial Services, Inc. formerJul 20, 2012 to Dec 10, 2014 · Plymouth Meeting, Pa
- Newsquare Capital, LLC independent RIAOct 29, 2010 to Feb 10, 2015 · Newtown Square, Pa
- New England Securities Corporation formerJul 5, 2002 to Jan 8, 2015 · Newtown Square, Pa
Moves
a registration end followed by a registration begin elsewhere
- Hornor, Townsend & Kent, LLC to Diversify Advisory Services, LLCleft Oct 27, 2022, registered Dec 18, 2023 (417 days) · Affiliated broker-dealer or bank to another · moved with a team
- Newsquare Capital, LLC to Msi Financial Services, Inc.left Feb 10, 2015, registered Jul 20, 2012 (-935 days) · Other
- New England Securities Corporation to Newsquare Capital, LLCleft Jan 8, 2015, registered Oct 29, 2010 (-1532 days) · Other · moved with a team
- Msi Financial Services, Inc. to Hornor, Townsend & Kent, LLCleft Dec 10, 2014, registered Mar 31, 2015 (111 days) · Other
Signals
- Marc J Bernstein left Hornor, Townsend & Kent, Llc for Diversify Advisory Services, Llc (registered 2023-12-18)Oct 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address