DFX Intelligence

L•••• C•••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

L•••• C•••• R•••••

Advisor at O•••••••••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:39b74b58-fe2f-e1b5-59e5-b1038bb9f8c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 22, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Aug 20, 2021	n/a	yes	OVERLAND PARK, KS	Current employment
T•• W••• C•••••• A••••••• L••	Institutional manager	Dec 8, 2015	Apr 22, 2021	no	OVERLAND PARK, KS\|Overland Park, KS\|Kansas City, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• W••• C•••••• A••••••• L••	O•••••••••	Apr 22, 2021	Aug 20, 2021	120	Firm change	Other
U•• F•••••••• S•••••••• I•••	T•• W••• C•••••• A••••••• L••	Jul 15, 2015	Dec 8, 2015

Relationships

Registered with (4)

→ O•••••••••Registered adviserregistration: current employment
Aug 20, 2021 to presentfactForm ADV
→ T•• W••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Dec 8, 2015 to Apr 22, 2021factForm ADV
→ U•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2014 to Jul 15, 2015factForm ADV
→ C•••••• H••• I••••••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:39b74b58-fe2f-e1b5-59e5-b1038bb9f8c9
First observed: Oct 1, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.