RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Aug 20, 2021 · Overland Park, Ks
- T•• W••• C•••••• A••••••• L•• institutionalDec 8, 2015 to Apr 22, 2021 · Overland Park, Ks
- U•• F•••••••• S•••••••• I••• independent RIAJun 2, 2014 to Jul 15, 2015 · Kansas City, Mo
- C•••••• H••• I••••••••• M••••••••• I••• otherOct 1, 2009 to Apr 16, 2014 · Overland Park, Ks
- T•• W••• C•••••• A••••••• L•• to O•••••••••left Apr 22, 2021, registered Aug 20, 2021 (120 days) · Other
- U•• F•••••••• S•••••••• I••• to T•• W••• C•••••• A••••••• L••left Jul 15, 2015, registered Dec 8, 2015 (146 days) · Other
- C•••••• H••• I••••••••• M••••••••• I••• to U•• F•••••••• S•••••••• I•••left Apr 16, 2014, registered Jun 2, 2014 (47 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address